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Supreme Court of Colorado • 2023

Anderson v. Griswold

543 P.3d 283 | 2023 CO 63

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Takeaway

In short, the Colorado Supreme Court held that Section Three applies to Presidents and is enforceable through Colorado’s ballot-challenge process, making Trump ineligible for the State’s 2024 Republican presidential primary ballot—subject to the court’s stay pending U.S. Supreme Court review.

Background

A group of Colorado Republican and unaffiliated voters eligible to participate in the Republican presidential primary petitioned to prevent the Secretary of State from placing former President Donald Trump on Colorado’s 2024 Republican primary ballot. They contended that Section Three of the Fourteenth Amendment disqualified Trump because, after taking an oath as President, he engaged in insurrection by seeking to overturn the 2020 election and by inciting and supporting the January 6 attack on the U.S. Capitol.

The Denver District Court held a five-day trial. It found by clear and convincing evidence that January 6 was an insurrection and that Trump engaged in it. But it denied relief because it concluded that Section Three does not apply to a President: in its view, the Presidency was not an “office . . . under the United States,” the President was not an “officer of the United States,” and the presidential oath was not an oath to “support” the Constitution within Section Three’s meaning.

Both sides sought expedited review. The Colorado Supreme Court affirmed many of the district court’s rulings but reversed its conclusion that Section Three excludes the Presidency. It held that Trump was disqualified from holding the Presidency and that listing him on the primary ballot would be a wrongful act under Colorado’s Election Code. The court stayed its judgment pending possible review by the U.S. Supreme Court.

Issues

Issue #1

Whether Colorado’s Election Code permits voters to challenge a presidential primary candidate’s constitutional eligibility under Section Three of the Fourteenth Amendment.

Holding

Yes. Sections 1-4-1204(4) and 1-1-113 permit eligible electors to challenge the listing of a presidential-primary candidate who is constitutionally disqualified from holding the office sought.

Reasoning

The Electors satisfied section 1-1-113’s jurisdictional requirements: they were eligible electors, filed a verified petition in the proper court, sued an official charged with Election Code duties, and alleged that the Secretary was about to commit a wrongful act by certifying an unqualified candidate. Although the Secretary need not independently investigate a facially complete statement of intent, the court may decide a timely challenge to a candidate’s eligibility.

States possess broad authority under Article II to regulate presidential elections and ballot access, subject to other constitutional limits. That authority includes excluding candidates who are constitutionally unable to assume the office. Colorado exercised that authority by limiting presidential-primary participation to parties with a “qualified candidate” and by authorizing judicial challenges to a candidate’s placement on the ballot.

Read as a whole, the Election Code requires that a presidential-primary candidate be qualified to assume the office if elected. Certifying a constitutionally disqualified candidate would therefore be a wrongful act under the Code. The Electors were not bringing an independent constitutional claim challenging the validity of the Election Code; they were asserting an Election Code claim whose resolution required interpretation of the Constitution.

The court rejected the argument that Section Three bars only holding office, not running for it or appearing on a ballot. Colorado’s presidential-primary provisions require candidates to be qualified before being listed, just as Colorado may exclude candidates who fail Article II’s age, citizenship, or residency requirements.

Issue #2

Whether restricting the presidential-primary ballot to constitutionally qualified candidates violates the Colorado Republican Party’s First Amendment associational rights.

Holding

No. The State may exclude constitutionally ineligible candidates from the ballot without impermissibly burdening a political party’s associational rights.

Reasoning

A political party has a protected right to associate with, recognize, and support candidates of its choosing. But that right does not create an absolute entitlement to have every party-selected candidate appear on the State’s ballot.

Limiting ballot access to candidates who comply with constitutional eligibility requirements is an eminently reasonable election regulation. It serves the State’s legitimate interest in orderly and lawful elections, while imposing no severe burden on the party’s ability to select, endorse, or associate with its preferred candidate.

Issue #3

Whether the expedited procedures in sections 1-1-113 and 1-4-1204(4) afforded Trump adequate process for this challenge.

Holding

Yes. The statutory election procedure was sufficient as applied in this case.

Reasoning

Election disputes must proceed rapidly because ballot-certification deadlines are fixed and a State has strong interests in protecting election integrity and avoiding voter confusion. Expedited procedures do not, by themselves, deny due process.

The district court used flexible case-management tools to account for the case’s unusual complexity. It allowed intervention, considered extensive motions, adopted a litigation schedule with the parties’ input, held a five-day evidentiary trial, heard fifteen witnesses, received ninety-six exhibits, and issued a comprehensive written order.

Trump identified no specific evidence, discovery, or procedural opportunity that he was unable to obtain and that would have affected the result. The record showed that he received notice and a meaningful opportunity to contest both the legal and factual allegations.

Issue #4

Whether Section Three’s disqualification attaches only after Congress passes implementing legislation.

Holding

No. Section Three is self-executing in the sense that its disqualification provision attaches without prior congressional legislation.

Reasoning

Section Three states that a person who meets its conditions may not hold specified offices, while giving Congress only the power to remove the disability by a two-thirds vote of each House. Its text does not make the initial disqualification contingent on congressional legislation.

The court read Section Three alongside the other Reconstruction Amendments. The Supreme Court has treated the substantive guarantees of the Thirteenth, Fourteenth, and Fifteenth Amendments as self-executing even though each includes an enforcement clause empowering Congress to enact appropriate legislation.

Congress may establish procedures for enforcing Section Three, but its authority to legislate does not mean that only Congress may determine whether a disqualification has attached. Colorado’s Election Code supplied a valid judicial procedure for resolving the ballot-eligibility question.

The court declined to follow Chief Justice Chase’s circuit opinion in In re Griffin. That decision was nonbinding, rested heavily on post-Civil War practical concerns, and conflicted with the text, structure, and historical understanding of the Reconstruction Amendments. A conviction under the federal insurrection statute, 18 U.S.C. § 2383, likewise is not a prerequisite to Section Three disqualification.

Issue #5

Whether Trump’s Section Three eligibility presented a nonjusticiable political question committed to Congress or lacking judicially manageable standards.

Holding

No. The issue was justiciable.

Reasoning

The political-question doctrine is narrow. Courts may not decline to decide a properly presented case merely because it has major political consequences; there must be a textually demonstrable constitutional commitment to another branch or a lack of judicially manageable standards.

No constitutional provision assigns Congress exclusive authority to decide presidential-candidate qualifications. Article II gives state legislatures substantial authority over the appointment of presidential electors, and neither the Twelfth, Fourteenth, nor Twentieth Amendment commits the initial determination of Section Three disqualification to Congress.

The terms in Section Three—including “officer,” “insurrection,” and “engaged in”—are susceptible to ordinary judicial interpretation through text, historical sources, and precedent. Difficulty and novelty do not make a constitutional question nonjusticiable.

Issue #6

Whether Section Three applies to a former President who took the presidential oath.

Holding

Yes. The Presidency is an office under the United States, the President is an officer of the United States, and the presidential oath is an oath to support the Constitution.

Reasoning

The ordinary meaning of “office” encompasses the Presidency, a public position of trust created by governmental authority. Constitutional text repeatedly describes the Presidency as an office, and treating it as something other than an office under the United States would produce implausible consequences under the Impeachment, Incompatibility, and Emoluments Clauses.

Section Three’s phrase “any office, civil or military, under the United States” is broad and naturally includes the Presidency. The court found no persuasive basis to infer from earlier draft language that the final version deliberately excluded the nation’s highest office.

The President is an “officer of the United States” in the ordinary and historical sense. Section Three’s parallel structure links the category of federal offices protected from insurrectionists with the category of oath-taking federal officers subject to disqualification. Excluding a President who betrayed the constitutional oath would also defeat Section Three’s central purpose.

The presidential oath to “preserve, protect and defend” the Constitution is an oath to support it. Historical and ordinary definitions treat supporting and defending the Constitution as compatible obligations, and the more specific presidential oath does not remove the President from Section Three’s reach.

Issue #7

Whether the district court abused its discretion by admitting findings from the House January 6 Select Committee’s report.

Holding

No. The district court permissibly admitted the relevant portions of the report under the public-records hearsay exception.

Reasoning

Colorado Rule of Evidence 803(8) presumptively permits factual findings from a legally authorized public investigation unless the opponent establishes that the report is untrustworthy. The challenger bears the burden of showing a lack of trustworthiness.

The district court reasonably found the report trustworthy. The investigation was timely, the staff included experienced lawyers, the Committee conducted formal hearings with sworn witnesses, and its work drew extensively on testimony from Trump administration officials and Republicans.

The court acknowledged concerns about the Committee’s political makeup but concluded that those concerns did not establish a disqualifying motive problem. It also considered only report findings referenced in its own order. Any arguable error involving isolated embedded hearsay was harmless because the challenged statements were not material to the court’s decision.

Issue #8

Whether the January 6 attack was an “insurrection” and whether Trump “engaged in” it within Section Three’s meaning.

Holding

Yes. January 6 was an insurrection, and the evidence supported the finding that Trump engaged in it.

Reasoning

For Section Three, an insurrection includes a concerted and public use of force or threat of force by a group seeking to hinder or prevent the federal government from taking actions necessary to accomplish the peaceful transfer of power. It need not involve bloodshed, a sustained rebellion, or a realistic prospect of success.

The January 6 mob used force, threats, weapons, and assaults against police to breach the Capitol. It acted collectively to stop Congress from counting electoral votes and to pressure Vice President Pence not to perform his constitutional role in the certification process. Those facts readily met the definition of insurrection.

To “engage in” an insurrection requires an overt and voluntary act undertaken with the intent to aid or further the common unlawful purpose. Direct participation in violence is unnecessary; directing, inciting, aiding, or knowingly furnishing support can suffice.

The record supported the finding that Trump engaged in the insurrection. For months, he promoted knowingly false election-fraud claims, pressured officials to overturn results, summoned supporters to Washington for a protest that would be “wild,” and pressed Pence to block certification. On January 6, he urged supporters to march to the Capitol and “fight like hell,” while knowing of serious threats of violence.

After learning that the Capitol was under attack, Trump intensified pressure on Pence, failed for hours to take meaningful steps to stop the violence, and continued trying to delay the electoral count. The court concluded that these overt actions were intended to further the same unlawful objective as the mob: preventing Congress from certifying the election and blocking the peaceful transfer of power.

Issue #9

Whether Trump’s January 6 speech was protected by the First Amendment and therefore could not support a Section Three disqualification.

Holding

No. The speech constituted unprotected incitement under Brandenburg v. Ohio.

Reasoning

Under Brandenburg, speech loses First Amendment protection when it explicitly or implicitly encourages violence or lawless action, is intended to produce that result, and is likely to produce imminent lawless action. The court independently reviewed the speech and its circumstances.

Context properly included Trump’s prior messages and conduct. His repeated election-fraud claims, use of fighting rhetoric, awareness of his supporters’ violent threats, and relationship with extremist followers informed both the meaning of his words and his intent when speaking at the Ellipse.

Trump’s directive that supporters go to the Capitol, his repeated calls to fight, and his statement that they could follow “very different rules” encouraged lawless action. His isolated reference to marching “peacefully and patriotically” did not erase the broader and more immediate call to fight.

The court inferred specific intent from Trump’s knowledge that supporters were angry, mobilized, and potentially armed; from his awareness of threats of violence; and from his response once the attack began. His subsequent conduct—especially his attack on Pence while the mob was inside the Capitol and his delay in calling for dispersal—confirmed that the disruption was the outcome he intended.

The resulting lawless action was not speculative. Trump’s supporters had repeatedly responded to his calls with violence, extremist groups treated his December 19 invitation as a call to arms, and the crowd began moving toward and attacking the Capitol before his speech was even complete.

Dissents

Chief Justice Boatright

Reasoning

Chief Justice Boatright agreed that an Election Code action can, in appropriate circumstances, examine a candidate’s constitutional qualifications. But he concluded that Section Three disqualification is too legally and factually complex to be adjudicated through the Election Code’s narrow, expedited procedure.

In his view, age, birthplace, residency, and presidential term limits are objective facts that fit a ballot-qualification proceeding. Determining whether a candidate engaged in insurrection, however, requires difficult constitutional interpretation, extensive fact-finding, and procedures not supplied by section 1-1-113, such as ordinary discovery, subpoenas, depositions, and adequate time to develop evidence.

The proceedings themselves demonstrated the mismatch. The statute required a hearing within five days and findings within forty-eight hours, but the trial occurred weeks after filing and the court issued its order only after a lengthy, improvised process. Boatright viewed this departure from the statute as proof that the claim could not fit within the statutory mechanism.

Because Section Three disqualification is extraordinarily consequential and can be removed only by a two-thirds vote of each house of Congress, Boatright reasoned that a summary proceeding with a preponderance standard was inadequate. In the absence of an insurrection-related conviction or some other more rigorous adjudication, he would have dismissed the Electors’ claim.

Justice Samour

Reasoning

Justice Samour would have affirmed the judgment for Trump on the ground that Section Three is not self-executing as an affirmative cause of action. He stressed that a determination permanently barring someone from public office requires meaningful procedural due process, which he believed the expedited Election Code litigation did not provide.

Relying principally on Chief Justice Chase’s circuit decision in In re Griffin, Samour reasoned that Section Three requires congressional legislation to supply the procedures needed to identify, try, and disqualify persons alleged to have engaged in insurrection. Section Five’s express grant to Congress of authority to enforce the Fourteenth Amendment, he concluded, gives Congress—not state legislatures or state courts—the job of creating that enforcement framework.

Samour distinguished between using the Fourteenth Amendment defensively as a shield and using it affirmatively as a sword. In his view, Section Three may protect against unconstitutional governmental conduct, but it does not itself authorize a private affirmative proceeding to disqualify someone from office absent congressional authorization.

Congress’s enactment of Reconstruction-era enforcement provisions and the present federal criminal prohibition on insurrection, 18 U.S.C. § 2383, reinforced his view that federal legislation is necessary. A prosecution under that statute would provide robust constitutional protections; the improvised state election proceeding did not.

The Election Code’s compressed deadlines and limited procedures could not fairly resolve a sweeping constitutional claim involving insurrection. Samour characterized the proceedings as a procedural hybrid lacking basic discovery, subpoena power, adequate preparation time, and the ordinary safeguards of a civil trial. He also warned that permitting each state to create its own Section Three process could produce national inconsistency and electoral chaos.

Justice Berkenkotter

Reasoning

Justice Berkenkotter disagreed at the threshold that Colorado’s Election Code authorized courts to decide whether a presidential-primary candidate is disqualified under Section Three. She would have held that the Electors failed to state a cognizable claim under sections 1-1-113 and 1-4-1204(4).

Although the Election Code permits a broad range of ballot challenges, Berkenkotter stressed that section 1-1-113 is designed as a summary process for relatively straightforward election disputes, such as residency and petition-signature issues. A Section Three case involves complex constitutional and factual questions that cannot realistically be resolved within the statute’s five-day hearing and forty-eight-hour decision deadlines.

She found the statutory phrase “federal law” too ambiguous to serve as an affirmative authorization for Colorado courts to enforce Section Three. The legislative history of the presidential-primary provisions did not indicate that the General Assembly intended to create a fast-track state proceeding for adjudicating insurrection claims.

Berkenkotter also rejected the majority’s reliance on the term “qualified candidate.” In context, she read that phrase as governing when a political party may participate in a presidential primary and as referring to the statutory candidate-certification requirements, not as authorizing courts to decide every potential constitutional disqualification.

The Secretary’s statement-of-intent form, which asks candidates to affirm Article II qualifications, did not change her view. At most, it could support conventional qualification challenges concerning readily ascertainable requirements such as age, citizenship, or residency. It did not demonstrate a clear legislative decision to empower state courts to adjudicate the fundamentally different question of Section Three disqualification.