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Court of Appeals for the Seventh Circuit • 2017

Cesal v. Moats

851 F.3d 714 | 2017 U.S. App. LEXIS 4959

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Takeaway

In short, this case distinguishes malpractice and treatment disagreements from deliberate indifference, while holding that an alleged ongoing deprivation can be timely only until the unconstitutional conduct actually ends.

Background

While working as a welder at the Pekin federal prison, Craig Cesal says he injured his back lifting a 320-pound door in March 2008. Prison medical staff gave him a wheelchair, pain medication, x-rays, an MRI, and eventually a neurology consultation. Cesal nevertheless believed that Dr. Scott Moats and other staff ignored a spinal injury that was later identified as an old partial vertebral fracture.

Cesal also alleged that, after he filed a grievance about his back care, Dr. Moats angrily said he would show Cesal what no medical care looked like and canceled Cesal's sliding-scale insulin. Cesal, an insulin-dependent Type II diabetic, went without insulin for nearly two and a half years, although he remained on metformin. He alleged that uncontrolled blood sugar caused dizziness, visual symptoms, numbness, kidney pain, and loss of toenails. Moats restarted insulin at five units on October 29, 2010, and gradually restored the prior ten-unit dose by February 22, 2011.

Cesal filed this Bivens action in December 2012. At screening, the district court recognized an Eighth Amendment deliberate-indifference claim concerning back treatment and a First Amendment retaliation claim concerning the insulin cancellation, but not a separate Eighth Amendment claim concerning insulin. The district court entered summary judgment for the defendants, holding the claims untimely and, alternatively, unsupported on the merits. Cesal appealed only as to Dr. Moats.

Issues

Issue #1

Whether Cesal's pro se amended complaint stated an Eighth Amendment deliberate-indifference claim based on Dr. Moats's cancellation of insulin, separate from the retaliation claim.

Holding

Yes. The district court should have construed the complaint to include a separate Eighth Amendment claim based on the insulin deprivation.

Reasoning

A pro se complaint must be read liberally. Cesal alleged that Moats, knowing Cesal was insulin-dependent and knowing that withdrawal of insulin would cause pain and physical harm, canceled the prescription in response to Cesal's complaints. Those allegations identified both an objectively serious medical need and a culpable mental state.

The claim was not merely a disagreement over the preferable diabetes treatment. Cesal alleged that Moats used his authority over treatment to impose unnecessary pain with knowledge of the likely consequences. If proved, intentional withdrawal of needed care in those circumstances would amount to deliberate indifference under the Eighth Amendment.

Issue #2

Whether Cesal's Eighth Amendment claim concerning his back treatment was barred by Illinois's two-year limitations period.

Holding

No. The district court erred in finding the back-treatment claim untimely, because the alleged ongoing violation could accrue when Moats's allegedly indifferent care ended rather than when it began.

Reasoning

Bivens claims borrow Illinois's two-year personal-injury limitations period, and the limitations clock is tolled while a prisoner exhausts mandatory administrative remedies. The district court measured the period from the completion of Cesal's back grievance in November 2008.

But an alleged continuing failure to treat an ongoing condition is not necessarily a series of isolated injuries. Under the continuing-violation rule, a prisoner may reach back to the beginning of continuous unlawful inaction when it would be unreasonable to require separate lawsuits for each day or episode of deficient care.

Cesal alleged that Moats's deliberate indifference continued until Cesal was transferred from Pekin in March 2011 and thus left Moats's care. On that account, the limitations period had not expired when Cesal sued in December 2012.

Issue #3

Whether the evidence permitted a reasonable jury to find that Dr. Moats was deliberately indifferent to Cesal's back injury.

Holding

No. Even though the back claim was timely under the continuing-violation theory, the undisputed record did not support deliberate indifference.

Reasoning

The record showed active medical care after the lifting incident: Cesal was excused from work, given a wheelchair and pain medication, examined by a nurse and physician assistant, given x-rays and an MRI, and referred for an outside neurological consultation. Care that may be imperfect does not become unconstitutional merely because it is conservative or unsuccessful.

Moats was not personally involved in Cesal's initial treatment and could not deliberately disregard a risk of which he lacked knowledge. Cesal conceded that Moats did not treat him before June 27, 2008, and the record did not substantiate Cesal's assertion that Moats had refused to see him immediately after the accident.

Nor did the evidence show that Moats knew Cesal had an untreated middle-back condition. Cesal initially reported hip, knee, thigh, and leg symptoms, did not identify middle-back pain for a substantial period, and at one point denied back pain. A physician cannot deliberately disregard an injury of which he is not aware.

The treatment was not so plainly inappropriate that a jury could infer intentional mistreatment. The consulting neurologist endorsed the conservative plan and advised that surgery or steroid injections would not help; Cesal also reported jogging two or three miles daily. Failure to diagnose a later-discovered vertebral fracture might show negligence or malpractice, but it did not establish the subjective disregard required by the Eighth Amendment.

Issue #4

Whether Cesal's retaliation and deliberate-indifference claims based on the insulin deprivation were timely.

Holding

No. Both claims were untimely because the continuing violation ended when Moats resumed prescribing insulin at a reduced dose on October 29, 2010, more than two years before Cesal filed suit.

Reasoning

The court accepted, for summary-judgment purposes, Cesal's allegation that Moats canceled insulin for retaliatory reasons and expressed concern over the nearly two-and-a-half-year absence of any insulin prescription. Still, a continuing violation ends when the alleged unconstitutional deprivation ends.

Moats resumed an insulin prescription on October 29, 2010, albeit at five units rather than Cesal's earlier ten-unit dose. Cesal's remaining objection was therefore to the adequacy of the new dosage, not to a total withholding of insulin.

Cesal offered no evidence that five units was necessarily ineffective, that Moats knew it would fail to control Cesal's blood sugar, or that the reduced dose was far outside accepted professional standards. Indeed, records from Cesal's later prison showed that clinicians at times also adjusted his dose down to five units.

Without evidence that the reduced dose itself was deliberately indifferent or retaliatory, Cesal could not extend the violation through February 2011, when the former ten-unit dose was restored. He needed to sue within two years of October 29, 2010, but did not file until December 20, 2012. Summary judgment was therefore proper on both insulin-based theories.

Dissents

Judge Posner

Reasoning

Judge Posner viewed the case as materially indistinguishable from Rowe v. Gibson, where the court reversed summary judgment because an unrepresented prisoner could not realistically prove the medical consequences of withheld treatment without counsel and expert assistance. In his view, Cesal's allegations that Moats angrily withdrew all insulin, left him without it for a prolonged period, and caused severe symptoms plausibly suggested deliberate indifference rather than an ordinary treatment dispute.

The majority's demand for evidence that the five-unit dose was medically inadequate, Judge Posner reasoned, asked too much of a prisoner proceeding without a lawyer, witnesses, or medical expert. The abrupt cancellation of insulin, the long delay in restoring it, and the alleged retaliatory statement gave substantial reason to question whether Moats was exercising sound clinical judgment.

Judge Posner also thought Cesal plausibly alleged that the violation continued until February 22, 2011, when Moats restored the full ten-unit dose. He emphasized that statutes of limitations exist to protect defendants from prejudice caused by stale evidence and saw no apparent prejudice from allowing this case to proceed. Cesal's lack of representation further supported a more forgiving approach.

He would have reversed and remanded for an evidentiary hearing, strongly urging the district court to recruit counsel for Cesal and, if needed, appoint a neutral diabetes expert under Federal Rule of Evidence 706.