Caseflicks

Court of Appeals for the Ninth Circuit • 2002

Planned Parenthood of the Columbia/Willamette, Inc. v. American Coalition of Life Activists

290 F.3d 1058

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Takeaway

In short, this en banc decision held that public anti-abortion posters and a website could be actionable true threats under FACE when their historical context made them reasonably understood as serious threats of bodily harm to specifically identified abortion providers, though the punitive-damages award required further due-process review.

Background

Abortion providers and clinics sued the American Coalition of Life Activists (ACLA), Advocates for Life Ministries, and affiliated individuals under the Freedom of Access to Clinic Entrances Act (FACE), RICO, and related conspiracy theories. The suit centered on the “Deadly Dozen” and Dr. Crist “GUILTY” posters, which named abortion providers, supplied personal identifying information, and used a format resembling earlier “WANTED” or “unWANTED” posters issued before several abortion providers were murdered. The plaintiffs also challenged the “Nuremberg Files” website, which identified hundreds of people connected to abortion services and marked abortion providers who had been wounded or killed.

The district court held that the posters could be evaluated in their full factual context, denied defendants’ summary-judgment motion, and submitted the claims to a jury. The jury found for the plaintiffs on the FACE claims and most RICO claims, awarding compensatory and punitive damages. The district court also entered a permanent injunction barring defendants from threatening the named plaintiffs, republishing the posters or their equivalents with intent to threaten, and adding or publishing certain identifying information through the Nuremberg Files with intent to threaten. A prior Ninth Circuit panel reversed, but the court reheard the case en banc.

Issues

Issue #1

Whether FACE’s prohibition on a “threat of force” reaches only constitutionally unprotected “true threats,” and how that term should be defined.

Holding

Yes. Under FACE, a threat of force is a true threat: a statement that, in its entire context and under all the circumstances, a reasonable person would foresee recipients interpreting as a serious expression of intent to inflict bodily harm.

Reasoning

FACE creates civil liability for one who, by force, threat of force, or physical obstruction, intentionally intimidates or interferes with a person because that person provides reproductive-health services. Because the statute expressly preserves First Amendment-protected expressive conduct, “threat of force” must be limited to the constitutionally unprotected category of true threats.

The court adopted its established objective true-threat test. The inquiry is not whether the speaker actually intended or was able to carry out violence; it is whether a reasonable speaker would foresee that the recipient would understand the communication, viewed in full context, as a serious expression of intent to harm.

FACE separately requires that the defendant act with intent to intimidate. That statutory requirement, the court held, adequately protects against imposing liability for protected advocacy or accidental misunderstandings without adding a separate constitutional requirement that the defendant specifically intend to threaten or personally carry out the violence.

The First Amendment protects abstract advocacy of violence unless it satisfies the demanding incitement standard of Brandenburg. But it does not protect a true threat made to place a person in reasonable apprehension of bodily harm. Context may therefore include surrounding events, the speakers’ knowledge, and the reaction reasonably foreseeable among the intended audience.

Issue #2

Whether public political speech receives a heightened true-threat standard merely because it is communicated in a public forum rather than privately to its target.

Holding

No. A true threat is unprotected regardless of whether it is communicated publicly or privately.

Reasoning

The court rejected the argument that political speech at a public protest is subject to a more speech-protective true-threat standard than a privately delivered threat. Supreme Court precedent recognizes that threats may be proscribed “however communicated,” and the relevant question remains whether the communication would reasonably be understood as a serious expression of intended bodily harm.

NAACP v. Claiborne Hardware did not require a different result. Claiborne protected coercive political speech and advocacy where there was no context showing that the speakers had authorized or directly threatened unlawful violence. It did not hold that a specific, contextually threatening communication is immunized merely because it appears in public political advocacy.

Although the public and political setting remained relevant context, it did not override the evidence that these particular communications targeted identified physicians in a form that had acquired a violent meaning within the abortion-provider community.

Issue #3

Whether the Deadly Dozen and Crist “GUILTY” posters and the plaintiffs’ entries in the Nuremberg Files were true threats rather than protected political advocacy.

Holding

Yes. Substantial evidence supported the jury’s finding that the posters and the Nuremberg Files, as applied to the named individual physicians, were true threats made to intimidate them.

Reasoning

The court independently reviewed the constitutional question while giving appropriate deference to the jury’s resolution of historical facts and credibility. It concluded that the district court properly allowed the jury to decide the issue because the materials were not clearly protected speech as a matter of law.

The posters did not contain an overt verbal threat. Their threatening meaning instead arose from the poster pattern: before ACLA circulated its “GUILTY” posters, particular abortion providers had been named in similar wanted-type posters and were later murdered. ACLA and the targeted medical community knew that history and knew that such posters created grave fear among providers.

ACLA deliberately named Dr. Crist, Dr. Hern, and Drs. Elizabeth and James Newhall in personally targeted posters, supplied identifying information, and used a format that the relevant community could understand as signaling that the doctors might be next to suffer violence. The court likened the contextual meaning of the posters to symbols such as burning crosses or Ryder trucks, whose threat lies in their established associations rather than their literal wording.

The Nuremberg Files in the abstract were protected political expression: they advocated eventual legal proceedings against people connected with abortion services and included many names. But the court found the Files actionable as to the named physician plaintiffs because they separately listed abortion providers and used a scorecard convention—striking through murdered doctors’ names and graying out wounded doctors’ names—that reinforced the threatening message of the posters.

The evidence also supported FACE’s intent-to-intimidate element. ACLA knew that the posters caused providers to fear for their lives, yet republished them and continued to identify the plaintiffs. The physicians responded by wearing bulletproof vests and taking extraordinary security measures, a reaction the court found foreseeable and intended.

Issue #4

Whether the jury instructions improperly allowed liability based on protected advocacy, association, or an attempt to threaten without proof of a true threat.

Holding

No. Read as a whole, the instructions correctly stated the law and required a finding of a true threat made with intent to intimidate.

Reasoning

The true-threat instruction tracked Ninth Circuit precedent by asking whether a reasonable person making the statement would foresee that recipients would interpret it as a serious expression of intent to inflict bodily harm. The court declined to require proof that defendants intended to carry out violence or had control over any person who might do so.

The jury was expressly told that coercive speech can be protected when the speaker refrains from violence and true threats, and that abstract teaching of the moral propriety or necessity of violence remains protected. It was also told that the plaintiffs’ claims rested only on the two posters and the Nuremberg Files.

The conspiracy instructions did not impose liability based merely on association. They required willful participation in an unlawful plan with intent to advance its purpose. The court concluded that defendants could be liable only if they participated in making the threats or agreed that the threats should be made.

Issue #5

Whether the challenged evidentiary rulings and asserted trial irregularities required reversal.

Holding

No. The district court did not abuse its discretion, and any potential prejudice was adequately addressed.

Reasoning

Testimony from FBI agents and United States Marshals that they advised the named physicians to take precautions was admissible for non-hearsay purposes: it helped show the physicians’ state of mind and ACLA’s knowledge of how the posters were understood. The court’s limiting instruction told jurors not to treat law enforcement agencies as having decided that the materials were true threats.

Evidence of prior anti-abortion violence, defendants’ statements approving violence, and related organizational conduct was admissible as contextual evidence bearing on defendants’ knowledge and intent. Protected speech may be admitted to prove motive or intent even though it could not itself be the basis of liability.

The court found no reversible error in the use of deposition summaries, the admission of certain co-conspirator evidence, the handling of limited juror contacts, the judge’s promptly corrected comment, or the latitude allowed during vigorous closing arguments. These matters fell within the trial court’s ordinary discretion to control the presentation of evidence and conduct of the trial.

Issue #6

Whether the permanent injunction, including its restriction on possession and redistribution of the threatening materials, violated the First Amendment or was an improper prior restraint.

Holding

No. The injunction was sufficiently narrow because it prohibited only threats and use of the specified materials with specific intent to threaten the named plaintiffs.

Reasoning

An injunction directed at prior unlawful conduct is not automatically an unconstitutional prior restraint merely because it affects expression. The court applied the requirement that an injunction burden no more speech than necessary to achieve its protective purpose.

The order did not prohibit defendants from advocating against abortion generally. It applied only to threatening the specified providers and clinics, republishing the particular posters or their equivalents with specific intent to threaten, and publishing identifying information in the Nuremberg Files with specific intent to threaten those targets.

The turnover provision requiring defendants to relinquish noncompliant posters was also upheld. In the court’s view, the posters themselves—not merely their ideological content—were the instruments of the threat, and the district court had evidence that some defendants had obstructed justice or ignored prior injunctions.

Issue #7

Whether the punitive-damages award comported with due process.

Holding

The court vacated and remanded the punitive-damages award for the district court to evaluate its constitutionality in the first instance.

Reasoning

Although the court affirmed liability, compensatory relief, and injunctive relief, it concluded that the district court should assess the punitive award under the due-process principles discussed in BMW of North America, Inc. v. Gore and In re Exxon Valdez.

The remand did not disturb the jury’s liability findings. It required only further consideration and findings as to whether the size of the punitive award was constitutionally appropriate.

Dissents

Judge Reinhardt

Reasoning

Judge Reinhardt joined the dissents of Judges Kozinski and Berzon and emphasized a central point of disagreement: political speech in a public forum on an issue of public concern deserves more constitutional protection than a private, one-to-one threat.

In his view, the majority’s refusal to give meaningful weight to the public political setting weakened a fundamental First Amendment distinction. Political speech can be offensive, frightening, and coercive, but it remains central to democratic self-government in a way that private threats are not.

Judge Kozinski

Reasoning

Judge Kozinski agreed with the majority’s verbal definition of a true threat but concluded that the majority failed to apply it. In his view, a true threat must communicate that the speaker or someone acting with the speaker will inflict the threatened violence; it is not enough that the speech frightens the target or draws the attention of independent violent third parties.

The posters and website did not expressly threaten violence. They advocated lawful, nonviolent action on their face, and the plaintiffs’ own testimony showed that their fear was principally that unrelated extremists—“the John Salvis of the world”—might harm them after being alerted to their identities. That risk could be real, but it did not transform the defendants’ speech into a threat by the defendants themselves.

The poster-and-murder sequence did not establish that poster makers engaged in violence. Most persons involved in producing wanted-type posters had not committed violence, and the murders cited by the majority generally were not linked to the people who issued the earlier posters. Judge Kozinski therefore saw no evidence, apart from the speech itself, that ACLA or its associates intended to inflict harm.

Claiborne Hardware, in his view, controlled the constitutional analysis. That case protected even overtly violent political rhetoric absent evidence beyond the speech itself that the speaker authorized or participated in unlawful violence. Because ACLA’s statements were less direct than Charles Evers’s explicit threats in Claiborne, liability here was even less defensible.

Judge Kozinski also stressed the chilling effect of the enormous damages award and broad injunction. A retrospective damages judgment, especially one including punitive damages, could deter speakers in many controversial movements from engaging in heated political speech for fear that a jury might later infer a threat from violent acts by unrelated persons.

Judge Berzon

Reasoning

Judge Berzon viewed the posters and website as facially core political speech: public communications about a major moral and political controversy that provided information, expressed views, and urged a peaceful and lawful course of action. The case was difficult precisely because plaintiffs relied on contextual evidence to convert speech that appeared protected on its face into proscribable threats.

She would apply a more stringent test to alleged threats embedded in public protest speech on matters of public concern. Drawing on United States v. Kelner and Claiborne Hardware, she would require a threat that is unequivocal, unconditional, and specific, together with proof that the defendant subjectively intended the targets to understand the statement as a threat by the speaker or the speaker’s agents or coconspirators.

Judge Berzon did not require proof that defendants intended or were able to carry out the violence. Rather, she required proof that they intended to communicate an unequivocal threat of violence by themselves or persons acting with them. Without that safeguard, speakers might censor forceful public advocacy because a jury could construe it as threatening based on disputed contextual inferences.

The evidence did not meet that standard, in her view. The claimed poster-murder pattern involved violence committed by other people, and the extensive proof that defendants morally approved violence risked holding them liable for constitutionally protected abstract advocacy rather than for a coded threat. That contextual evidence was relevant but could not, consistently with the First Amendment, be determinative of whether otherwise facially protected speech was an unequivocal threat.

Judge Berzon also believed that the district court improperly admitted law-enforcement testimony that the materials were “threats.” Such testimony had little relevance to how a reasonable recipient would understand the posters, but its official source gave it an undue aura of authority and risked persuading jurors that the government had already determined the speech was unprotected.

Finally, she concluded that the court improperly required counsel to present deposition summaries rather than the actual testimony. In her view, Federal Rule of Civil Procedure 32 contemplates verbatim stenographic or recorded deposition evidence, not counsel-generated paraphrases that may distort nuance, obscure credibility, and prevent jurors from evaluating what witnesses actually said.