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Court of Appeals for the Seventh Circuit • 2011

Arnett v. Webster

658 F.3d 742 | 2011 U.S. App. LEXIS 18812

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Takeaway

In short, Arnett could pursue claims against the medical staff who allegedly allowed his RA to go effectively untreated for ten months, but not against non-medical staff or Dr. Webster absent evidence of their personal deliberate indifference.

Background

Kevin Arnett, a federal prisoner at Terre Haute, Indiana, had rheumatoid arthritis (RA), a progressive and painful disease that caused joint inflammation and can lead to permanent damage. Before entering prison, Enbrel had effectively controlled his symptoms. Prison officials confiscated his Enbrel when he arrived in November 2006 because it was not on the Bureau of Prisons formulary.

Arnett repeatedly told prison medical staff that his joints were swollen and that he was in intense pain, at times requiring a cane. Dr. Webster initially examined him, provided pain medication, ordered x-rays, and sought a rheumatology consultation, but did not submit a nonformulary request for Enbrel. Dr. Wilson became Arnett's primary physician in December 2006. An outside rheumatologist examined Arnett in February 2007 and instructed that he resume Enbrel. Yet Arnett did not receive Enbrel until October 5, 2007, more than ten months after his arrival and eleven days before his transfer to a halfway house. During that period, he received pain medication but, according to his allegations, no effective medication to address the inflammation or progression of his RA.

Arnett brought a Bivens action alleging Eighth Amendment deliberate indifference against Warden Veach, Health Services Administrator Beighley, Case Manager Parker, Dr. Wilson, Physician's Assistant Paul-Blanc, and Clinical Director Dr. Webster. At screening under 28 U.S.C. § 1915(e)(2)(B), the district court dismissed everyone except Webster for failure to state a claim. It later granted summary judgment to Webster, finding insufficient evidence that he personally acted with deliberate indifference. Arnett appealed both rulings.

Issues

Issue #1

Whether Arnett's complaint plausibly alleged that the medical defendants—Dr. Wilson, Beighley, and Paul-Blanc—were deliberately indifferent to his serious medical needs under the Eighth Amendment.

Holding

Yes. The complaint plausibly alleged deliberate indifference by Dr. Wilson, Beighley, and Paul-Blanc, so their dismissal at the screening stage was reversed.

Reasoning

A deficient-medical-care claim has an objective and a subjective component: the prisoner must have a serious medical condition, and the defendant must deliberately disregard it. The parties did not dispute that RA was a serious medical need or that the defendants knew of Arnett's condition. The question was therefore whether the alleged response to that condition reflected a culpable disregard of a substantial risk of harm rather than mere negligence or malpractice.

Arnett alleged that the medical defendants knew he had continuous pain and swelling from RA, knew that Enbrel had previously worked, and knew that an outside rheumatologist had instructed that he resume Enbrel. Nevertheless, for more than ten months they allegedly failed to provide Enbrel, any other effective treatment for the underlying inflammation, or a meaningful alternative. Pain medication alone could mask symptoms without treating the inflammation or slowing the disease's progression.

The length and nature of the delay made the claim plausible. A delay in treatment for a non-life-threatening but painful condition can constitute deliberate indifference when it aggravates the injury or unnecessarily prolongs pain. Arnett specifically alleged escalating pain, persistent swelling, progressive deterioration, and possible irreversible joint damage during a ten-month delay. The court contrasted this extended delay with short delays that may be tolerable for less serious conditions.

The prison's formulary rules did not end the constitutional inquiry. Although Arnett had no right to demand Enbrel or the best available care, prison medical personnel could not simply let the request languish while providing no effective alternative. If Enbrel could not be obtained, the medical staff had to exercise professional judgment and explore available treatments rather than persist with a treatment known to be ineffective.

The allegations were particularly strong as to Dr. Wilson, Arnett's primary physician after December 2006. Dr. Wilson allegedly knew of Arnett's symptoms, received the rheumatologist's February 2007 instruction to resume Enbrel, and still did not ensure effective treatment. Beighley and Paul-Blanc likewise allegedly received repeated requests and complaints but merely said they were waiting for Washington to act. Discovery was needed to determine who caused the delay, who had responsibility to follow up, and whether their actions reflected medical judgment or deliberate indifference.

Issue #2

Whether Arnett's complaint stated an Eighth Amendment deliberate-indifference claim against the non-medical defendants, Warden Veach and Case Manager Parker.

Holding

No. The court affirmed dismissal of Veach and Parker, although it noted that Parker's dismissal ordinarily should have been without prejudice if amendment might have cured the pleading defect.

Reasoning

Arnett conceded that Warden Veach was properly dismissed. The court therefore focused on Parker, a non-medical case manager. Bivens liability is individual rather than vicarious: an official is liable only for his own misconduct, not simply because he occupies a position within the prison.

Non-medical officials may ordinarily rely on the expertise of medical staff when an inmate is already under medical care. That division of labor is generally reasonable unless the non-medical official has reason to believe that medical personnel are mistreating or failing to treat the inmate, ignores the inmate's plight, condones the inadequate care, interferes with medical treatment, or has authority and notice sufficient to require corrective action.

Arnett alleged only that he repeatedly asked Parker to put him back on Enbrel and that Parker told him to speak to Physician's Assistant Paul-Blanc. Those allegations showed that Parker referred Arnett to medical personnel who were regularly treating him; they did not show that Parker approved the denial of care, impeded treatment, or had a basis and authority to override medical judgments. A lay official's failure to direct medical staff how to treat an inmate is not deliberate indifference.

Although a pro se litigant ordinarily should have an opportunity to amend a potentially curable complaint, Arnett neither sought amendment nor explained how he could allege additional facts establishing Parker's liability. The appellate court therefore affirmed Parker's dismissal.

Issue #3

Whether the summary-judgment record permitted a reasonable jury to find that Dr. Webster was personally deliberately indifferent to Arnett's RA treatment.

Holding

No. The court affirmed summary judgment for Dr. Webster because Arnett did not produce evidence from which a reasonable jury could find personal involvement and deliberate indifference.

Reasoning

At summary judgment, Arnett had to produce evidence showing a genuine dispute of material fact. Dr. Webster could not be held liable merely because, as clinical director, he may have supervised other medical personnel. Bivens does not impose respondeat superior liability; a defendant must personally participate in, direct, approve, facilitate, or knowingly turn a blind eye to the conduct that caused the constitutional deprivation.

The record showed that Webster saw Arnett twice shortly after his arrival in November 2006. Although Webster did not seek authorization for Enbrel, he took several steps: he provided a lower-bunk pass, continued pain medication, ordered x-rays, and sought an outside rheumatology consultation. A reasonable jury could not infer from that limited course of initial treatment that Webster had abandoned professional judgment, particularly while a specialist consultation was pending.

After Dr. Wilson became Arnett's primary physician in late December 2006, the critical events occurred under Wilson's care. The outside rheumatologist's instruction to restart Enbrel was directed to Wilson. Arnett's later exchange with Webster—where Webster reportedly said, 'We're working on it'—did not, without further evidence, show that Webster knew a substantial risk of serious harm persisted and consciously disregarded it.

Webster should arguably have investigated further after Arnett said he still had not received Enbrel. But that possible failure amounted at most to negligence on this record, not the recklessness-like mental state required for deliberate indifference. Arnett offered no evidence that Webster reviewed his chart after November, controlled Wilson's treatment decisions, knew the continuing treatment was ineffective, prevented effective care, or personally approved the prolonged delay.

The court distinguished cases in which medical officials persisted for long periods in treatment known to be ineffective or personally caused substantial delays in necessary care. Here, the evidence showed that Webster initially arranged care and then left Arnett with other medical professionals. The potentially unconstitutional medical judgments were those of the personnel who continued to treat Arnett after the rheumatologist's instruction, not Webster's.