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Massachusetts Supreme Judicial Court • 2017

Commonwealth v. Brown

477 Mass. 805 | 81 N.E.3d 1173 | 2017 Mass. LEXIS 710

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Takeaway

In short, this case upheld Brown's liability under the old felony-murder rule but reduced his convictions to second-degree murder as a matter of justice, while prospectively requiring actual malice for murder in future Massachusetts felony cases.

Background

Timothy Brown was at his Lowell apartment when several men discussed robbing two men at their townhouse. Brown knew that one participant, Ariel Hernandez, had committed an armed purse robbery earlier that evening. When the group prepared to leave, Brown supplied hooded sweatshirts after Hernandez said he needed one to hide his face. Brown also lent Jamal McDougal a loaded .380 pistol after initially voicing concern that something might happen to it. Brown later told police that he believed the men were going to commit a robbery.

Hernandez, Jamal McDougal, and Karon McDougal went to the townhouse, entered while armed, and attempted to rob the occupants. Hernandez shot and killed the two Delgado brothers. The group returned to Brown's apartment, where Brown's gun and the borrowed sweatshirts were returned. Brown was not present at the townhouse or during the shootings.

A Superior Court jury convicted Brown of two counts of first-degree felony-murder, with attempted armed robbery, home invasion, unlawful firearm possession, and unlawful ammunition possession as predicates. It also convicted him of home invasion and the firearm and ammunition offenses. Brown appealed, challenging the sufficiency of the evidence, the instructions, prosecutorial arguments, other-acts evidence, voir dire, and the felony-murder rule. He also sought extraordinary relief under G. L. c. 278, § 33E.

Issues

Issue #1

Whether the evidence was sufficient to prove that Brown knowingly participated in the predicate attempted armed robbery and home invasion with the required shared intent.

Holding

Yes. The evidence permitted a rational jury to find that Brown knowingly aided the armed robbery and home invasion and was therefore liable for felony-murder under the law then in force.

Reasoning

To establish accomplice liability, the Commonwealth had to prove that Brown knowingly participated in the predicate felony and shared the intent required for that offense. Physical presence at the crime scene was unnecessary; a person may be liable if he associates himself with the venture and assists in making it succeed. Because the predicates were armed offenses, the Commonwealth also had to show that Brown knew an accomplice possessed a firearm.

The jury could infer Brown's knowing participation from the circumstances in his apartment. He heard the group discuss robbing two large men, saw Hernandez retrieve a gun from Brown's kitchen, lent Jamal his own gun after questioning whether it would be harmed, and admitted to police that he believed the gun would be used in a robbery. Supplying a firearm with that knowledge was active assistance, not mere presence or acquiescence.

The evidence also supported an inference that Brown furnished hooded sweatshirts to conceal the intruders' identities. Hernandez expressly asked for a hoodie to hide his face, Brown replaced an inadequate zippered sweatshirt with a pullover hoodie, and other participants borrowed hoodies as well. Jamal used Brown's gun to threaten an occupant during the invasion, and the hooded clothing hindered identification of the intruders. A rational jury could therefore find that Brown supplied tools important to the attempted armed robbery and home invasion.

Issue #2

Whether the jury instructions on intent, shared intent, accomplice liability, and the Commonwealth's burden of proof require reversal.

Holding

No. The instructions correctly described permissive inferences and accomplice liability, and the one verbal misstatement did not create a substantial likelihood of a miscarriage of justice.

Reasoning

The challenged intent language did not impose an unconstitutional mandatory presumption. The judge repeatedly told jurors that they may, but need not, infer intent from conduct, circumstances, knowledge, and subsequent participation. That wording left the ultimate factual determination to the jury and did not shift the Commonwealth's burden to Brown.

The judge properly integrated accomplice liability into her instructions on the substantive predicate offenses. Consistent with Massachusetts practice, she explained that references to the defendant included liability as an aider, abettor, or joint venturer, while also repeatedly instructing that the Commonwealth had to prove Brown's knowing participation and shared intent beyond a reasonable doubt.

At the end of an instruction on the predicate offenses, the judge mistakenly said that if the Commonwealth had failed to prove an element, the jury must find Brown guilty of first-degree murder. Read in context, this was an isolated and obvious slip of the tongue. Her charge as a whole repeatedly and correctly stated the presumption of innocence and the Commonwealth's burden to prove every element beyond a reasonable doubt.

Issue #3

Whether the prosecutor's opening statement and closing argument improperly misstated Brown's role or the evidence.

Holding

No. The prosecutor permissibly argued reasonable inferences from the evidence, and no challenged statement caused reversible prejudice.

Reasoning

In opening, the prosecutor's sports-team analogy accurately conveyed the Commonwealth's theory: Brown contributed to the planned robbery by supplying a gun and disguising clothing. Characterizing the group as a team that planned and carried out a botched home invasion did not improperly transform Brown into the shooter or misstate the anticipated evidence.

In closing, the prosecutor could argue that Brown knew of the planned robbery, knew Hernandez had committed an earlier armed robbery, knew guns would be used, and provided the tools that facilitated the offenses. Those arguments were grounded in the evidence and invited permissible inferences about Brown's knowing participation and shared intent.

One isolated remark suggesting that Brown helped plan the crime did not create a substantial likelihood of a miscarriage of justice. The prosecutor's argument as a whole consistently rested on Brown's provision of the firearm and hoodies, rather than an unsupported claim that he directed the operation.

Issue #4

Whether the judge improperly admitted evidence of an earlier purse robbery and photographs showing Brown and Hernandez with guns.

Holding

No. The evidence was admissible for relevant non-propensity purposes, and the judge did not abuse her discretion in finding that its probative value outweighed unfair prejudice.

Reasoning

Evidence of the earlier armed purse robbery was relevant to show Hernandez's intent to commit another robbery and Brown's knowledge and shared intent when he supplied his gun. Brown himself told police that the earlier robbery contributed to his belief that the group intended another robbery.

The photographs of Brown and Hernandez displaying firearms were relevant to establish Brown's access to the .380 pistol used by Jamal during the predicate crimes. They were taken only weeks before the killings and depicted the weapons introduced at trial, which limited any unfairly prejudicial effect.

Issue #5

Whether the voir dire question asking prospective jurors whether they could follow the law of aiding and abetting improperly predisposed the jury to convict.

Holding

No. The question was within the judge's discretion to identify jurors unable to apply the law fairly and did not lessen the Commonwealth's burden of proof.

Reasoning

A trial judge may question prospective jurors to determine whether they can set aside personal views, evaluate the evidence, and follow legal instructions. The challenged question asked only whether anything about aiding and abetting would prevent a juror from applying the judge's later instructions fairly and impartially; it did not commit jurors to a verdict in advance.

The voir dire occurred against a backdrop of correct instructions on the presumption of innocence, proof beyond a reasonable doubt, and the Commonwealth's obligation to prove knowing participation and shared intent. The judge also excused a prospective juror who expressed concern about treating aiding and abetting as murder. The record therefore did not show bias or a substantial likelihood of a miscarriage of justice.

Issue #6

Whether the Massachusetts common-law felony-murder rule is unconstitutional and should be abolished as applied to Brown's case.

Holding

No. The Court unanimously held that the existing felony-murder rule was constitutional and remained controlling in Brown's already-tried case.

Reasoning

Under the then-existing rule, a participant in a qualifying joint felony could be liable for a killing that naturally and probably followed from the venture. The rule substituted the intent to commit the underlying felony for the malice ordinarily required for murder. Brown's knowing participation in attempted armed robbery and home invasion therefore supported felony-murder liability for the two deaths.

The Court declined to depart from prior decisions rejecting constitutional challenges to felony-murder. Although felony-murder is an exception to the ordinary principle that criminal liability rests on a defendant's own blameworthy conduct, the Court concluded that the doctrine was not unconstitutional under art. 12 of the Massachusetts Declaration of Rights.

Issue #7

Whether common-law felony-murder should remain an independent theory of murder in future Massachusetts trials.

Holding

No. A majority held prospectively that, in trials beginning after this decision, murder requires proof of actual malice under one of the three traditional malice prongs; felony-murder may no longer supply constructive malice as an independent theory of murder.

Reasoning

The majority concluded that common-law felony-murder had retained two principles Massachusetts otherwise rejects: broad vicarious liability for an accomplice's acts and constructive malice based solely on intent to commit a felony. In future cases, a defendant must have intended to kill, intended to cause grievous bodily harm, or intended an act that a reasonable person in the known circumstances would recognize as creating a plain and strong likelihood of death.

The change preserves G. L. c. 265, § 1's statutory felony aggravator. Once murder is established through proof of actual malice, a jury may still find first-degree murder when the killing occurred during the commission or attempted commission of a felony punishable by life imprisonment, even without deliberate premeditation or extreme atrocity or cruelty.

The rule is prospective because prosecutors may have tried prior cases differently had actual malice been required, including by seeking instructions on involuntary manslaughter. It therefore did not disturb the legal sufficiency of Brown's felony-murder convictions under the law applicable at his trial.

Issue #8

Whether the Court should exercise its extraordinary authority under G. L. c. 278, § 33E, to reduce Brown's first-degree murder convictions.

Holding

Yes. Although legally supported, the first-degree felony-murder verdicts were not consonant with justice, so the Court reduced them to second-degree murder.

Reasoning

The Court's § 33E review asks not only whether the verdicts are legally valid, but also whether a first-degree murder conviction accords with justice. That authority is to be exercised sparingly and does not make the Court a second jury, but it permits reduction where first-degree liability is disproportionate to a defendant's personal culpability.

Brown's role placed him on the remote outer fringes of the criminal venture. He knowingly supplied a gun and clothing to assist an armed robbery, which made him criminally responsible for felony-murder under existing law, but he was absent from the scene and did not personally participate in the invasion or killings. Given that limited role, convictions of second-degree murder were more consonant with justice.

The Court vacated the first-degree murder verdicts and sentences and remanded for entry of second-degree murder verdicts and resentencing. It affirmed Brown's convictions for home invasion and the firearm and ammunition offenses.

Concurrences

Chief Justice Gants

Reasoning

Chief Justice Gants agreed that reducing Brown's convictions was just, but identified the underlying problem as the common-law felony-murder doctrine itself. Under the old doctrine, Brown's intent to assist an armed robbery conclusively supplied the malice required for murder, and he was vicariously liable for killings by accomplices even though he was absent and did not share an intent to kill or injure. In his view, the jury correctly applied an unjust legal rule.

He traced felony-murder's uncertain historical roots and explained that it conflicted with two modern Massachusetts principles: serious criminal guilt is personal rather than vicarious, and an intent to commit one crime does not ordinarily establish the mental state for another. The doctrine could produce radically different liability based only on whether a victim died, even where the defendant neither intended nor shared an intent to cause the death.

For future trials, he would require actual malice for murder, whether the defendant acted personally or as a joint venturer. A participant in a dangerous felony who lacks malice may still be convicted of the underlying felony and, where supported by the evidence, involuntary manslaughter. If actual malice is proved and the killing occurred during a life felony, the statutory felony aggravator still elevates the offense to first-degree murder. This framework, adopted by a majority, eliminates felony-murder in the second degree and makes felony-murder no longer an independent basis for murder liability.

Justice Gaziano

Reasoning

Justice Gaziano agreed that Brown's first-degree convictions should be reduced under § 33E, but disagreed with prospectively eliminating constructive malice from common-law felony-murder. Joined by Justices Lowy and Cypher, he maintained that felony-murder appropriately accounts for both a defendant's culpable conduct and the grave harm that conduct causes. In his view, moral blameworthiness is not limited to a defendant's subjective mental state about the death.

He emphasized that the criminal law commonly distinguishes between identical conduct that causes different harms. An intoxicated driver who kills is more culpable than one who avoids an accident, and an intentional shooter who kills is more culpable than one who misses. Likewise, violent felons who cause death during rape or armed robbery may be sufficiently blameworthy for murder even if the death was unintended or accidental.

Justice Gaziano warned that the majority's actual-malice requirement would make outcomes turn on uncertain distinctions among third-prong malice, reckless manslaughter, negligence, and accident. He believed that defendants responsible for deaths during violent felonies could escape murder liability despite serious culpability. Rather than remake the felony-murder doctrine, he would preserve it and use § 33E as the narrower mechanism for the rare case, such as Brown's, in which a legally valid first-degree felony-murder conviction is disproportionate to the defendant's role.