Caseflicks

Supreme Court of Pennsylvania • 1994

Commonwealth v. Berkowitz

641 A.2d 1161 | 537 Pa. 143 | 1994 Pa. LEXIS 179

Full access

Unlock the video and quiz

The written brief is free to read below. Subscribe to watch the video explainer and take the quiz.

Takeaway

In short, this case held that nonconsensual intercourse alone did not satisfy Pennsylvania’s then-existing rape statute: the Commonwealth also had to prove forcible compulsion, a qualifying threat, or psychological coercion. The same evidence nevertheless supported indecent assault, and the Rape Shield Law excluded allegations of the complainant’s infidelity.

Background

A college student entered the unlocked dormitory room of a friend, believing he was there, but found the friend’s roommate, Robert Berkowitz, asleep. She agreed to stay briefly. According to her testimony, Berkowitz moved beside her on the floor, lifted her shirt and bra and touched her breasts, attempted oral penetration, locked the door, pushed her onto the bed, removed her undergarments from one leg, and penetrated her vaginally. She testified that she said “no” throughout the encounter and wanted to leave, but that Berkowitz made no verbal threats, did not restrain her during intercourse, and applied no force beyond his body weight while on top of her. The door could be readily unlocked from the inside, and she did not attempt to unlock it or leave.

A jury convicted Berkowitz of rape and indecent assault. The Superior Court reversed the rape conviction for insufficient evidence of forcible compulsion. It also reversed the indecent-assault conviction and ordered a new trial, concluding that the trial court had wrongly excluded evidence that the complainant and her boyfriend had argued over her alleged infidelity. The Commonwealth appealed.

Issues

Issue #1

Whether the evidence was sufficient to prove rape by “forcible compulsion” under 18 Pa.C.S. § 3121.

Holding

No. The evidence established a lack of consent but did not establish the force, threat of force, or psychological coercion required for forcible compulsion.

Reasoning

The Court reviewed sufficiency in the light most favorable to the Commonwealth, accepting the evidence and reasonable inferences supporting the verdict. Even under that deferential standard, a conviction could stand only if the evidence established every statutory element of rape.

Pennsylvania’s rape statute required sexual intercourse by forcible compulsion, by a threat of forcible compulsion that would prevent resistance by a person of reasonable resolution, or under specified incapacitation circumstances. Although a rape complainant need not resist, the force required must be sufficient to establish nonconsent and induce submission without further resistance; its degree depends on the circumstances.

The complainant’s testimony did not clearly describe physical force or a threat of force. She characterized Berkowitz’s act of putting her on the bed as something between a push and a shove, testified that it was not forceful, and agreed that he did not restrain her during penetration. His body weight while on top of her was the only force she identified, and he made no verbal threat.

Her repeated statements of “no” were highly relevant to consent, but they did not themselves prove forcible compulsion. Likewise, although Berkowitz locked the door, the complainant knew it could be easily unlocked from inside and did not attempt to reach, unlock, or open it.

The Court read Commonwealth v. Mlinarich to require something beyond nonconsent: physical force, a threat of physical force, or psychological coercion sufficient to overcome resistance by a person of reasonable resolution. Because the evidence showed none of those forms of compulsion, the rape conviction could not stand.

The statutory contrast reinforced this conclusion. Indecent assault expressly criminalized indecent contact without consent, whereas rape used the distinct term “forcible compulsion.” Strict construction of penal statutes required giving that difference effect rather than treating lack of consent alone as enough for rape.

Issue #2

Whether the Rape Shield Law barred evidence that the complainant and her boyfriend argued about her alleged infidelity.

Holding

Yes. The trial court properly excluded that evidence under the Rape Shield Law.

Reasoning

Berkowitz sought to introduce evidence that the complainant’s boyfriend was jealous, believed she had been unfaithful, and argued with her about that alleged infidelity. He argued that fear of the boyfriend’s reaction supplied a motive for falsely accusing Berkowitz of rape.

The Superior Court drew a distinction between evidence that the complainant actually engaged in prior sexual conduct and evidence merely showing that she and her boyfriend argued over allegations of such conduct. The Supreme Court rejected that distinction because the alleged arguments were inseparably connected to the question of her sexual fidelity.

The Rape Shield Law excludes evidence of specific instances, reputation, and opinion evidence concerning an alleged victim’s past sexual conduct, subject to a limited exception for past sexual conduct with the defendant when consent is at issue. Allegations that the complainant had been unfaithful to her boyfriend fell within the core concern of the statute.

Allowing the proposed evidence would risk turning the sexual-assault trial into an inquiry into the complainant’s chastity and sexual reputation—the precise harm the Rape Shield Law was designed to prevent. The trial court still permitted evidence that the complainant and her boyfriend fought frequently; it properly excluded the sexual subject matter of those fights.

Issue #3

Whether the evidence was sufficient to sustain the indecent-assault conviction.

Holding

Yes. The evidence was sufficient to prove indecent contact without the complainant’s consent.

Reasoning

Unlike rape, indecent assault did not require proof of forcible compulsion. The relevant statutory question was whether Berkowitz had indecent contact with the complainant without her consent.

Indecent contact includes touching sexual or other intimate parts for the purpose of arousing or gratifying sexual desire. Berkowitz’s own testimony established indecent contact, including the sexual touching at issue.

The complainant testified that she repeatedly said “no” throughout the encounter. Viewed in the Commonwealth’s favor, that testimony allowed the jury reasonably to infer that she did not consent to the sexual touching. The evidence therefore supported the jury’s indecent-assault verdict.

Concurrences

Justice Zappala

Reasoning

Justice Zappala concurred only in the result. The opinion provides no separate written explanation of a different rationale.