Caseflicks

Court of Appeals for the Seventh Circuit • 2007

George v. Smith

507 F.3d 605 | 2007 U.S. App. LEXIS 26128

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Takeaway

In short, this case enforces ordinary joinder rules and the PLRA against sprawling prisoner complaints while reaffirming that prison restrictions on speech and publications receive substantial deference when supported by legitimate security concerns.

Background

Wisconsin prisoner Larry George sued 24 prison-related defendants—including guards, wardens, nurses, parole officials, and grievance officials—in a single action. His complaint asserted roughly 50 disparate claims, ranging from inadequate medical care and mail censorship to parole-related complaints and prison grievance procedures.

The district court dismissed some claims on the pleadings and resolved the remainder for defendants on summary judgment. It permitted George to litigate the sprawling, multi-defendant complaint as one suit. George appealed several rulings, including restrictions on publications and communications, as well as the dismissal of claims against officials who rejected his administrative grievances.

Issues

Issue #1

Whether George could join approximately 50 unrelated claims against 24 different defendants in one lawsuit.

Holding

No. Rule 18 permits a plaintiff to join multiple claims against one opposing party, but unrelated claims against different defendants generally must be brought in separate suits unless Rule 20's same-transaction and common-question requirements are met.

Reasoning

Federal Rule of Civil Procedure 18(a) allows broad joinder of claims against a single opposing party. It does not permit a plaintiff to combine Claim A against one defendant with an unrelated Claim B against another defendant merely because the same plaintiff asserts both claims.

Rule 20(a) permits defendants to be joined only when the claims against them arise from the same transaction, occurrence, or series of transactions or occurrences, and when a common question of law or fact connects all defendants. George made no effort to show that his 24 defendants participated in the same events or that a common factual question tied them together.

The court rejected the district court's apparent view that Boriboune v. Berge endorsed an anything-goes approach to prisoner joinder. Boriboune held that prisoners may use the ordinary Civil Rules, including Rule 20; it did not excuse compliance with those Rules. A prisoner complaint that would be an improper 'buckshot' complaint if filed by a free person is equally improper when filed by a prisoner.

Separating unrelated claims also serves the Prison Litigation Reform Act's filing-fee and strike provisions. Allowing a prisoner to package many unrelated claims together would let the prisoner avoid the fees and potential consequences that would attend filing those claims as separate suits.

Issue #2

Whether the Prison Litigation Reform Act required strikes to be assessed for frivolous claims and a frivolous appeal within George's litigation.

Holding

Yes. George incurred two strikes: one for filing a complaint containing a frivolous claim and another for pursuing an appeal that included at least one frivolous objection.

Reasoning

Under 28 U.S.C. § 1915(g), courts must evaluate each claim in a multi-claim prisoner complaint for frivolousness. A complaint is not insulated from a strike simply because one of its many claims is nonfrivolous.

Boriboune establishes that when a complaint contains a frivolous, malicious, or legally insufficient claim, the relevant prisoner plaintiffs incur strikes. George's complaint contained plainly meritless claims, including his assertion that food particles on a dinner plate showed a defective dishwasher and created a constitutional risk to his health.

George's appellate presentation also included frivolous arguments. The court therefore assessed a second strike for the appeal, in addition to the strike generated by the frivolous claim in his complaint.

Issue #3

Whether the prison violated the First Amendment by withholding publications, including books and magazines deemed pornographic or gang-related.

Holding

No. The district court properly sustained the restrictions because the prison had legitimate security reasons under the governing prison-speech framework.

Reasoning

The district court applied the appropriate First Amendment standards, took evidence concerning the prison's security concerns, and concluded that restrictions on materials deemed pornographic or gang-related were justified. Some evidence was received confidentially so that prisoners would not learn institutional security criteria.

The court of appeals found no need to repeat the district court's detailed analysis. Under Turner v. Safley and related decisions, prison officials receive substantial deference when restrictions on incoming printed material reasonably advance legitimate security and administrative interests.

Issue #4

Whether the prison's refusal to admit an item George called an 'atlas' violated the First Amendment.

Holding

No. George failed to provide enough information about the item to show that the prison's security justification was invalid.

Reasoning

The prison explained that an atlas could assist escape planning, which is a legitimate security concern in principle. George responded that the prison library contained maps and atlases, suggesting that the disputed item might not present a distinct risk.

But George never identified the particular publication, described its contents, produced it during discovery, or supplied a title or ISBN. Without that basic information, the court could not determine whether the item differed materially from materials available in the library or whether the prison's security concern was unfounded.

A plaintiff need not plead detailed facts at the outset, but must eventually supply enough detail to clarify the claim and permit a meaningful response. George had opportunities in his complaint, summary-judgment filings, and appellate brief to identify the atlas, yet did not do so.

Issue #5

Whether the prison violated the First Amendment by refusing to allow George to receive a charity-related newsletter that encouraged prisoners to raise money.

Holding

No. The prison could exclude material encouraging prisoner fundraising because such activity implicated legitimate concerns about extortion, contraband, and uncontrolled money transfers.

Reasoning

The newsletter from the Jeff Dicks Medical Coalition sought to encourage fundraising among prisoners. Prison officials concluded that prisoners were not entitled to possess material soliciting money from other prisoners, even if an individual prisoner might be permitted to make a charitable contribution from his own funds.

The prison reasonably feared that fundraising within the institution could conceal extortion, payments for contraband, or other prohibited financial activity. It also lacked a practical means to ensure that money ostensibly collected for charity would actually reach the stated charity.

George identified no authority requiring prisons to admit literature that promotes fundraising contrary to internal controls on prisoner financial exchanges. The publisher itself did not appear to assert any independent constitutional interest in soliciting funds from prisoners.

Issue #6

Whether George stated a viable First Amendment claim based on the prison's alleged refusal to let him place newspaper advertisements.

Holding

No. George supplied too little information about the proposed advertisements to establish that the restriction burdened protected speech unjustifiably.

Reasoning

Advertisements can contain protected speech, but the constitutional analysis depends on what the speaker proposes to say. A political advertisement urging the election of a governor favorable to pardons could raise different concerns from an advertisement seeking an escape helicopter, facilitating a scam, or arranging an unlawful transaction.

Prisons may have legitimate grounds to regulate prisoners' economic and public-facing activities, including classified advertisements and online postings, to prevent fraud, contraband transactions, and other security problems. The permissible scope of regulation therefore could not be assessed in the abstract.

George never described the content of any proposed advertisement. Because his filings did not reveal whether he wanted to publish political commentary, personal advertisements, or commercial offers, he failed to give the court a basis to disturb the judgment.

Issue #7

Whether officials who rejected George's administrative grievances were liable for the alleged underlying constitutional violations.

Holding

No. Rejecting a grievance about completed conduct does not itself cause or contribute to a constitutional violation, and George also failed on the merits of his underlying claims.

Reasoning

The district court held that the grievance officials had absolute immunity, but the court of appeals noted that this conclusion was difficult to reconcile with Cleavinger v. Saxner, which denied absolute immunity to prison disciplinary-board members. The court did not need to decide whether qualified immunity instead applied.

George argued that any official who learns of a constitutional violation and fails to correct it becomes personally liable. The court rejected that broad proposition: liability under § 1983 requires personal participation in, or causation of, the constitutional deprivation.

An officer who observes and permits an ongoing assault may be responsible because the officer's inaction contributes to the harm. By contrast, an official who denies an administrative complaint about misconduct already completed does not thereby cause or participate in that past misconduct. In any event, George's underlying constitutional theories failed.