Caseflicks

Supreme Court of the United States • 1992

Franklin v. Massachusetts

505 U.S. 788 | 112 S. Ct. 2767 | 120 L. Ed. 2d 636 | 1992 U.S. LEXIS 4531 | 6 Fla. L. Weekly Fed. S 650 | 60 U.S.L.W. 4781 | 92 Daily Journal DAR 8897 | 92 Cal. Daily Op. Serv. 5553

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Takeaway

In short, this case holds that census-apportionment decisions cannot be reviewed under the APA when the legally operative action is the President’s, but the Constitution permits counting overseas federal employees in States to which they retain meaningful ties.

Background

After the 1990 census, Massachusetts lost one of its eleven House seats. The change turned on the Census Bureau’s decision to allocate 922,819 federal employees stationed overseas—principally military personnel—to particular States. Using military personnel files, the Bureau generally assigned service members to the State listed as their “home of record,” a designation made upon entry into service.

Massachusetts and two registered voters sued the President, the Secretary of Commerce, Census Bureau officials, and the Clerk of the House. They alleged that including overseas federal employees, and especially allocating military personnel by home-of-record data, violated the Constitution’s requirement of an “actual Enumeration” of persons in each State and was arbitrary and capricious under the Administrative Procedure Act (APA).

A three-judge District Court rejected the principal constitutional challenge but held that the Secretary’s decision was arbitrary and capricious under the APA. It ordered the Secretary to remove overseas federal employees from the apportionment counts, the President to recalculate the apportionment, and the House Clerk to notify the States. The Supreme Court stayed that order and ultimately reversed.

Issues

Issue #1

Whether the Secretary of Commerce’s census report was final agency action reviewable under the Administrative Procedure Act.

Holding

No. The final action determining each State’s entitlement to Representatives was the President’s transmittal of the apportionment statement to Congress, and the President is not an “agency” subject to APA review.

Reasoning

The APA permits review only of final agency action. The Secretary’s report to the President did not itself give any State an entitlement to a specified number of Representatives or directly alter the apportionment. That legal consequence followed only when the President transmitted the population figures and apportionment calculation to Congress under 2 U.S.C. § 2a.

The Court treated the Secretary’s report as nonfinal because the census figures could still be corrected and because nothing in the statutory scheme expressly barred the President from directing further work on the census before submitting the final apportionment statement. Until the President acted, the relevant census figures remained a moving target for purposes of reapportionment.

Although the APA does not expressly exclude the President from its definition of “agency,” the Court would not infer that Congress meant to subject the President’s official statutory duties to APA review merely from silence. Separation-of-powers concerns required a clear statement from Congress. The President’s actions may be challenged as unconstitutional, but they are not reviewable as an abuse of discretion under the APA.

Issue #2

Whether Massachusetts and its voters had Article III standing to challenge the overseas-employee allocation and the use of home-of-record data.

Holding

The plurality concluded that plaintiffs had standing to challenge the decision to include overseas federal employees in State totals, but not the choice of home-of-record data; declaratory relief against the Secretary was sufficiently likely to redress the inclusion injury.

Reasoning

The plaintiffs established causation as to the decision to allocate overseas employees at all: the record showed that Massachusetts would have retained an additional House seat if those employees had been excluded from State population totals. But they did not show that Massachusetts would have retained that seat if the Bureau had used a different, supposedly more accurate source of State-affiliation data. They therefore lacked standing to challenge the particular data source.

The plurality did not decide whether a federal court may directly enjoin the President in the performance of official duties. Instead, it held that a declaratory judgment against the Secretary could redress the injury. The Secretary had a concrete interest in defending census policy, and the Court assumed that the President and other government officials would likely follow an authoritative judicial interpretation of the relevant constitutional and statutory rules even if they were not directly bound by an injunction.

Justice Scalia disagreed with this redressability analysis. In his view, relief depended on discretionary action by the President—followed by action from the House Clerk—and a court cannot assume that a coordinate constitutional officer will act on a subordinate official’s revised recommendation or on the court’s legal reasoning.

Issue #3

Whether counting overseas federal employees toward the population of particular States violated the Constitution’s requirement of an actual enumeration of persons “in” each State.

Holding

No. Allocating federal employees temporarily stationed overseas to States with which they retained enduring ties was consistent with the constitutional text and the goal of equal representation.

Reasoning

The Court read the constitutional phrase “in each State” in light of the longstanding census concept of “usual residence.” That concept has never meant mere physical presence on census day. From the first census onward, persons temporarily absent from their usual homes were counted where they ordinarily resided.

History supported a flexible understanding of residence. The first census statute counted persons who were temporarily absent at their usual place of residence; President Washington was counted in Virginia despite extensive travel; and the constitutional term “inhabitant” had been understood to include persons absent for considerable periods on public or private business. The census has likewise counted certain students, institutionalized persons, and Members of Congress according to enduring connections rather than current physical location.

The Secretary reasonably concluded that many overseas federal employees, especially military personnel on temporary assignments, retained ties to States in the United States and could be included in those States’ population totals. This judgment was consonant with the Constitution, though not compelled by it. Excluding those persons altogether would not necessarily produce more equal representation; if they properly belonged to a State, exclusion would dilute the voting weight of that State’s residents.

Concurrences

Justice Stevens

Reasoning

Justice Stevens, joined by Justices Blackmun, Kennedy, and Souter, agreed that the District Court should be reversed but rejected the Court’s APA analysis. In his view, the Secretary’s census report was final agency action because the Census Act assigns the Secretary the task of taking the decennial census, while the President merely applies a mathematical apportionment formula and transmits the resulting figures to Congress.

Stevens stressed that the statute, its legislative history, and historical practice all showed that the President has no authority to revise the census figures. The 1929 apportionment legislation was designed to make reapportionment automatic after the 1920 congressional deadlock, not to add a discretionary presidential layer between the census and apportionment. The Secretary’s public census report, which is distributed broadly and used for other governmental purposes, was therefore final rather than a tentative recommendation.

Stevens also concluded that census decisions are not committed to agency discretion by law. The APA strongly presumes reviewability, and the Census Act’s command to produce an accurate count of persons in each State, together with the Bureau’s longstanding usual-residence practice, supplied manageable legal standards for review.

On the merits, Stevens concluded that the Secretary’s decision was not arbitrary and capricious. The cancellation of a planned Defense Department survey made the administrative record thin and warranted concern, but the Secretary still had assurances that the information would improve and had continuing reasons to include overseas personnel. The decision had a discernible rational basis, even if the record was not ideal.

Justice Scalia

Reasoning

Justice Scalia agreed that the APA did not furnish a cause of action, but he would have dismissed the constitutional claims for lack of standing rather than reached their merits. He accepted that Massachusetts had suffered an injury and that the challenged allocation caused it, but he found no sufficient showing that a judicial judgment could redress it.

In Scalia’s view, an order requiring the Secretary to revise census figures would not restore Massachusetts’ seat unless the President accepted the figures, issued a revised apportionment statement, and the House Clerk then sent new certificates to the States. Because the Court itself treated the President’s role as more than ministerial, it could not presume that the President would follow either a subordinate’s recommendation or a court’s legal analysis.

Scalia further maintained that separation of powers bars federal courts from ordering the President personally to perform a specified official act, whether by injunction or declaratory judgment. Challenges to presidential action ordinarily should proceed against subordinate officials who enforce the President’s directives, not against the President himself. Since no available judicial decree could compel the necessary presidential action, Scalia concluded that the plaintiffs’ asserted injury was not redressable.