Caseflicks

Supreme Court of the United States • 1990

Taylor v. United States

495 U.S. 575 | 110 S. Ct. 2143 | 109 L. Ed. 2d 607 | 1990 U.S. LEXIS 2788 | 58 U.S.L.W. 4616

Full access

Unlock the video and quiz

The written brief is free to read below. Subscribe to watch the video explainer and take the quiz.

Takeaway

In short, Taylor established that ACCA's burglary predicate uses a uniform generic definition and ordinarily requires an elements-based, rather than fact-based, inquiry into prior convictions.

Background

Arthur Taylor pleaded guilty in federal court to possessing a firearm as a convicted felon, in violation of 18 U.S.C. § 922(g)(1). He had four prior Missouri convictions: robbery, assault, and two convictions for second-degree burglary. The Government sought the Armed Career Criminal Act's mandatory minimum 15-year sentence under § 924(e), which applies when a defendant has three qualifying prior convictions for violent felonies or serious drug offenses.

Taylor conceded that his robbery and assault convictions qualified. He argued that his Missouri burglary convictions did not. The District Court imposed the enhanced sentence, and the Eighth Circuit affirmed, holding that "burglary" in § 924(e) means whatever the law of the State of conviction calls burglary. The Supreme Court granted review to resolve a conflict among the Courts of Appeals.

Issues

Issue #1

Whether "burglary" in 18 U.S.C. § 924(e) is defined by the law of the State of conviction, by the narrow common-law definition, or by a uniform federal definition.

Holding

"Burglary" has a uniform, generic federal meaning: unlawful or unprivileged entry into, or remaining in, a building or other structure, with intent to commit a crime.

Reasoning

The Court rejected a state-law definition because it would make a federal sentencing enhancement turn on varying state labels rather than on the defendant's conduct and the elements of the offense. Identical conduct could qualify in a State with a broad offense called burglary but not in a State that used a different label, such as breaking and entering. Congress gave no clear indication that it intended this arbitrary, state-dependent result.

The Court also rejected the traditional common-law definition, which required breaking and entering the dwelling of another at night with intent to commit a felony. By 1986, most States had abandoned those technical limits, and the common-law formulation did not fit Congress's practical concern with repeat offenders whose burglaries create a serious possibility of violent confrontation.

Taylor's proposed limitation to especially dangerous burglaries likewise failed. Section 924(e)(2)(B)(ii) separately lists burglary alongside arson, extortion, and crimes involving explosives, before covering offenses that otherwise present a serious potential risk of physical injury. If Congress had intended to reach only burglaries with additional dangerous elements, there would have been little reason to list burglary separately.

The statutory history supported a categorical and modern understanding. The 1984 predecessor statute expressly used a broad definition substantially matching generic burglary, and nothing in the 1986 amendment showed that Congress meant to replace it with either state-specific labels or the obsolete common-law rule. The deletion of the earlier definition at most showed that Congress did not intend to prescribe an exact verbal formula.

Accordingly, a prior offense counts as burglary regardless of the title given it under state law if its elements require unlawful or unprivileged entry into, or remaining in, a building or structure with intent to commit a crime. The rule of lenity did not justify a narrower reading because that reading would conflict with the term's generally accepted contemporary meaning and the statute's evident design.

Issue #2

Whether a sentencing court applying § 924(e) may examine the facts of the defendant's prior offense when the statute of conviction defines burglary more broadly than generic burglary.

Holding

Generally no. The court must use a categorical approach focused on the statutory elements and the fact of conviction, but may consult the charging paper and jury instructions in the limited circumstance where those documents show that the jury necessarily found every element of generic burglary.

Reasoning

The statute speaks in terms of prior convictions, not prior conduct. It defines a violent felony in part as a crime that "has as an element" the use or threatened use of force. Read in that context, the phrase "is burglary" likewise ordinarily directs the sentencing court to the legal elements of the offense rather than to a factual reconstruction of the earlier crime.

A broad factual inquiry would create substantial practical and fairness problems. Sentencing courts might have to review old trial transcripts, hear witness testimony, determine which theory supported a jury verdict, or reconstruct the facts of a guilty plea. That process would be especially unreliable where records were sparse or a plea bargain had reduced the charge.

The categorical rule permits a narrow exception when reliable conviction records establish that the prior conviction necessarily rested on generic burglary. For example, where a statute covers burglaries of both buildings and automobiles, an indictment and jury instructions showing that the charge concerned a building and that the jury had to find entry into a building may establish a qualifying conviction.

The record did not reveal which of Missouri's several second-degree burglary statutes formed the basis of Taylor's convictions. Some Missouri provisions matched generic burglary, while at least one reached places such as boats, railroad cars, booths, and tents. The Court therefore vacated the judgment and remanded for proceedings consistent with its rule.

Concurrences

Justice Scalia

Reasoning

Justice Scalia joined the Court's judgment and all of its reasoning except Part II, the extended discussion of legislative history. In his view, the ordinary contemporary meaning of "burglary" supplied the answer, and the Court should not consult floor statements, hearing testimony, and other legislative materials when the statutory meaning is sufficiently clear.

He also questioned what legislative history could properly accomplish here. If it suggested a narrower punishment than the statutory text, the rule of lenity would prevent that history from narrowing the accepted meaning; if it suggested broader punishment, lenity would likewise prevent expansion beyond the text. He therefore regarded the lengthy legislative-history analysis as unnecessary.