Caseflicks

Supreme Court of the United States • 1985

Supreme Court of NH v. Piper

470 U.S. 274 | 105 S. Ct. 1272 | 84 L. Ed. 2d 205 | 1985 U.S. LEXIS 59 | 53 U.S.L.W. 4238

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Takeaway

In short, this case holds that a State generally may not exclude qualified nonresidents from its bar merely because they do not live in the State; practicing law is a protected privilege, and New Hampshire's residency rule was not adequately justified.

Background

Kathryn Piper, a Vermont resident living about 400 yards from the New Hampshire border, applied to take the New Hampshire bar examination. She stated that she intended to become a New Hampshire resident, passed the examination, and satisfied the character and other admission requirements. Before she could be sworn in, however, New Hampshire required her to establish a home address in the State.

Piper asked for an exception, explaining that moving would be inconvenient because of her family and a favorable mortgage on her Vermont home. The New Hampshire Supreme Court denied her request. She then sued the state supreme court, its Justices, and its clerk, arguing that the residency requirement violated Article IV's Privileges and Immunities Clause.

The Federal District Court granted summary judgment for Piper, holding that practicing law is a fundamental privilege and that New Hampshire had neither a substantial justification nor a sufficiently tailored means for excluding nonresidents. An equally divided en banc First Circuit affirmed. The Supreme Court affirmed that judgment.

Issues

Issue #1

Whether the opportunity to practice law in another State is a privilege protected by Article IV's Privileges and Immunities Clause.

Holding

Yes. The practice of law is a fundamental privilege protected by the Privileges and Immunities Clause.

Reasoning

Article IV's Privileges and Immunities Clause promotes interstate harmony and a national economic union by requiring States generally to afford nonresidents substantial equality in important economic pursuits. The Court's precedents recognize the pursuit of a common calling as among the Clause's most fundamental protections, even though purely recreational activities, such as elk hunting, need not receive the same protection.

Practicing law is important to commercial intercourse and the national economy. Lawyers also serve a broader public function: nonresident counsel may represent clients pressing unpopular federal claims, and in some circumstances such representation may be essential to vindicating federal rights. Those economic and noncommercial functions make the opportunity to practice law sufficiently important to the Union to qualify as a protected privilege.

Issue #2

Whether lawyers' status as officers of the court places bar membership within a State's political-function authority and outside the Privileges and Immunities Clause.

Holding

No. A lawyer's professional role does not constitute an exercise of state political power that permits a State to exclude nonresidents from its bar.

Reasoning

New Hampshire argued that lawyers are officers of the court who exercise state power and are intertwined with the administration of justice. The Court rejected that premise. Under In re Griffiths, lawyers make their own professional decisions, operate their own practices, collect their own fees, and do not hold offices involving state policy or uniquely governmental responsibility.

A State may reserve core political functions, such as voting and holding elective office, to residents because those functions define the State as a separate political community. But merely being licensed as a lawyer does not make a person a state official or a formulator of government policy. Thus, the State's authority to regulate bar qualifications, recognized in Leis v. Flynt, did not authorize a blanket exclusion of otherwise qualified nonresidents.

Issue #3

Whether New Hampshire's bar-residency requirement was justified by a substantial reason and sufficiently related to the State's asserted interests.

Holding

No. New Hampshire showed neither a substantial reason for discriminating against nonresident bar applicants nor a close or substantial relationship between the residency rule and its asserted objectives.

Reasoning

The Privileges and Immunities Clause does not prohibit every distinction between residents and nonresidents. A State may discriminate only when it has a substantial reason for doing so and when its means bear a close or substantial relationship to that reason. In assessing that fit, the Court may consider whether less restrictive alternatives could adequately serve the State's interests.

New Hampshire's concern that nonresident lawyers would be less familiar with local rules and procedures was unsupported and poorly matched to a residency requirement. Lawyers who expect to have a meaningful New Hampshire practice have professional incentives to learn local law, and the State could use less restrictive measures, such as training or practice-skills requirements. The rule was also underinclusive because lawyers who later moved away could retain their New Hampshire bar memberships.

The Court found no reason to assume that nonresident lawyers would behave less ethically. A lawyer's professional reputation supplies incentives for ethical conduct wherever the lawyer practices, and New Hampshire retained authority to discipline all of its bar members regardless of residence.

The Court acknowledged that distant nonresident lawyers could sometimes be unavailable for unscheduled court proceedings. But a blanket exclusion was unnecessary. Lawyers willing to take the New Hampshire bar would often live nearby, and courts could require local counsel or otherwise ensure availability in particular cases where distance created a genuine problem.

The asserted concern that nonresidents would not perform enough pro bono or volunteer work likewise did not justify exclusion. Most lawyers admitted to a state bar have professional reasons to contribute to that bar's community, and New Hampshire could directly require indigent representation or formal legal-aid participation. Economic protectionism for resident lawyers, moreover, would be precisely the kind of discrimination the Clause was designed to prevent.

Concurrences

Justice White

Reasoning

Justice White agreed that the rule was unconstitutional as applied to Piper. Because she lived only 400 yards from New Hampshire, had passed its bar examination, intended to practice there, and apparently would maintain her only office there, she was effectively indistinguishable from a resident lawyer except for commuting from Vermont.

He would not have decided the facial validity of New Hampshire's residency requirement. In his view, the case could be resolved narrowly on Piper's particular facts, leaving for a future case questions such as whether a State could require a bar member to maintain an in-state law office.

Dissents

Justice Rehnquist

Reasoning

Justice Rehnquist argued that the practice of law differs fundamentally from ordinary interstate business. Because States maintain distinct bodies of law and institutions of self-government, they have a substantial interest in ensuring that lawyers who work within those systems reside in the State and understand its local concerns.

In his view, resident lawyers supply a pool from which States may draw legislators, judges, and other civic leaders. Lawyers also influence state policy through advocacy and may contribute legal expertise to public, charitable, corporate, and community institutions. New Hampshire could reasonably conclude that resident bar members were more likely than nonresidents to perform those functions.

He also considered the State's practical concern over lawyers' availability on short notice substantial. Trial courts must manage hearings, trial schedules, and sudden developments, and New Hampshire could decide that lawyers living far away would add delay and uncertainty. Requiring local counsel, as the majority suggested, could itself complicate attorney-client relationships and litigation management.

Justice Rehnquist maintained that the Court gave too little deference to state judgments about local conditions and regulation of the bar, an area traditionally left to the States. He criticized the majority's reliance on less restrictive alternatives as judicial second-guessing that could invalidate nearly any residency rule whenever a court imagined a different regulatory approach.