Caseflicks

Supreme Court of the United States • 1980

Diamond v. Chakrabarty

447 U.S. 303 | 100 S. Ct. 2204 | 65 L. Ed. 2d 144 | 1980 U.S. LEXIS 112

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Takeaway

In short, this case holds that a living organism may be patent-eligible when it is human-made and has markedly different characteristics from anything found in nature.

Background

Ananda Chakrabarty, a General Electric microbiologist, applied for a patent on a genetically engineered Pseudomonas bacterium. By inserting and stabilizing multiple plasmids in a single bacterium, he created an organism capable of breaking down several components of crude oil—an ability no naturally occurring bacterium possessed. The invention had potential use in treating oil spills.

Chakrabarty claimed the method of producing the bacterium, an inoculum containing the bacterium, and the bacterium itself. The Patent Office allowed the process and inoculum claims but rejected the claims to the bacterium, reasoning that microorganisms were products of nature and that living things were outside 35 U.S.C. § 101. The Board of Appeals affirmed on the ground that living organisms were not patentable subject matter. The Court of Customs and Patent Appeals reversed, holding that an organism's status as living was legally irrelevant. The Supreme Court granted certiorari after a related case, In re Bergy, became moot.

Issues

Issue #1

Whether a live, human-made microorganism is patentable subject matter as a “manufacture” or “composition of matter” under 35 U.S.C. § 101.

Holding

Yes. A genetically engineered bacterium with characteristics not found in nature is patentable subject matter under § 101.

Reasoning

The Court began with § 101's broad text, which authorizes patents for “any new and useful process, machine, manufacture, or composition of matter.” Read in their ordinary sense, “manufacture” includes articles made from materials with new qualities, properties, or combinations, while “composition of matter” encompasses compositions of two or more substances and composite articles. Congress's use of the word “any” confirmed that these categories were meant to have wide scope.

The legislative history reinforced that reading. The 1952 Patent Act retained the broad language traceable to the Patent Act of 1793, changing only “art” to “process.” The accompanying committee reports stated that patentable subject matter includes “anything under the sun that is made by man.” Broad statutory language was especially appropriate because important inventions often cannot be anticipated when Congress legislates.

Section 101 nevertheless excludes laws of nature, physical phenomena, and abstract ideas. A newly discovered natural mineral, a plant found in the wild, Newton's law of gravity, and Einstein's equation are not patentable because they are manifestations of nature available to all. But Chakrabarty did not claim a natural phenomenon; he claimed a bacterium created through human intervention, with a distinctive character and useful capacity to degrade multiple oil components.

Funk Brothers Seed Co. v. Kalo Inoculant Co. did not control because the patentee there merely combined naturally occurring bacterial species that continued to perform their natural functions. Chakrabarty, by contrast, created a bacterium with markedly different characteristics from any bacterium found in nature. The relevant line is therefore between nature's handiwork and a human-made invention, not between living and inanimate matter.

Issue #2

Whether the Plant Patent Act of 1930 and the Plant Variety Protection Act of 1970 show that Congress excluded living organisms, including bacteria, from § 101.

Holding

No. Those statutes do not establish that living things are categorically excluded from the general categories of patentable subject matter in § 101.

Reasoning

The 1930 Plant Patent Act was enacted against the view that plants were products of nature and because plant varieties could be difficult to describe adequately in writing, as the patent laws ordinarily require. Congress addressed both problems by recognizing the inventive work of plant breeders and relaxing the description requirement for plant patents. Nothing in the Act's text or legislative history showed that Congress adopted a general rule excluding all living things from “manufacture” or “composition of matter.”

The Court rejected the Government's reliance on a statement by the Secretary of Agriculture that patent laws were understood to cover only inanimate nature. That statement was not controlling, and the committee reports instead emphasized a distinction between a product created wholly by nature and a cultivated plant variety that could not be reproduced by nature unaided by humans. Thus, Congress treated human contribution—not whether an object was alive—as the pertinent distinction.

The 1970 Plant Variety Protection Act likewise did not narrow § 101. It extended specialized protection to sexually reproduced plant varieties because such varieties could then be reproduced true-to-type. Its exclusion of bacteria contained no stated rationale and did not demonstrate an intent to amend or limit § 101. The exclusion could reflect that bacteria were not plants under the earlier plant-patent statute or that the Patent Office had already issued microorganism patents under § 101.

Issue #3

Whether courts must deny patent eligibility for genetically engineered microorganisms until Congress expressly authorizes protection and resolves the policy risks of genetic engineering.

Holding

No. Congress had already defined patentable subject matter broadly in § 101, and policy objections to genetic engineering must be directed to the political branches rather than used to narrow unambiguous statutory text.

Reasoning

The Government argued that genetic engineering was unforeseen when § 101 was enacted and that Congress, rather than the Court, should decide whether living engineered organisms should receive patent protection. The Court agreed that Congress defines the limits of patentability, but held that Congress had already done so through § 101's broad language. The judiciary's role was to apply that language, not to withhold coverage merely because a particular technology was novel.

Parker v. Flook did not require a different result. Flook held that a mathematical algorithm remained unpatentable even when linked to a particular use because it fell within the exclusion for ideas or natural phenomena. It did not establish that all inventions unforeseen by Congress are categorically ineligible. Such a rule would conflict with the patent system's purpose of encouraging advances that push technological frontiers.

Arguments that genetic research could create grave risks—such as pollution, disease, loss of genetic diversity, or diminished respect for human life—raised substantial policy concerns, but they did not answer the statutory question. Courts lack the institutional competence to balance those competing scientific, social, and economic interests. Congress and the Executive may regulate genetic research or amend § 101, but absent such action the statute's language covers Chakrabarty's invention.

Dissents

Justice Brennan

Reasoning

Justice Brennan agreed that the issue was narrow: Chakrabarty's process claims were already patentable, and the question was only whether he could obtain a patent monopoly over the living organism itself. In his view, the Court extended patent protection beyond what Congress had authorized, despite the traditional concern that patent monopolies should not be enlarged without clear legislative direction.

He read the Plant Patent Act of 1930 and the Plant Variety Protection Act of 1970 as decisive evidence that Congress understood § 101 not to cover living organisms. If human-made plants had already been patentable under § 101, Congress would not have needed separate statutes to protect asexually and sexually reproduced plant varieties. Those enactments, in his view, were meaningful legislative expansions rather than redundant measures addressing only technical description problems.

The 1970 Act's express exclusion of bacteria particularly supported the dissent's conclusion. Although the legislative history did not explain the exclusion, Justice Brennan believed the Court could not dismiss Congress's explicit choice by hypothesizing alternative reasons for it. Congress had considered patent protection for living organisms and protected only carefully defined categories, leaving bacteria outside those categories.

At minimum, the statutes showed legislative attention without any affirmative authorization for patents on bacteria. Under the caution urged in Parker v. Flook, courts should not expand patent rights into a field Congress had foreseen and addressed only incompletely. Because the decision whether to patent living material implicates substantial public concerns, Justice Brennan would leave any extension of protection to Congress.