Caseflicks

Supreme Court of the United States • 1978

Regents of the University of California v. Bakke

438 U.S. 265 | 98 S. Ct. 2733 | 57 L. Ed. 2d 750 | 1978 U.S. LEXIS 5

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Takeaway

In short, this fractured decision invalidated Davis's fixed racial set-aside and required Bakke's admission, but established that universities may consider race as one individualized factor in pursuing the educational benefits of diversity.

Background

The UC Davis Medical School reserved 16 of 100 seats in each entering class for a special admissions program. The program used a separate committee and process for applicants identified as members of designated minority groups—Black, Chicano, Asian, and American Indian applicants—who were also viewed as disadvantaged. Special-program applicants competed only with one another for the 16 seats; nonminority applicants could compete only for the other 84 seats. Although disadvantaged white applicants could apply to the special program, none was admitted through it.

Allan Bakke, a white applicant, was rejected in 1973 and 1974 despite academic measures substantially stronger than those of many applicants admitted through the special program. He sued, alleging violations of the Equal Protection Clause, the California Constitution, and Title VI of the Civil Rights Act of 1964. The trial court held the program unlawful but initially declined to order Bakke admitted. The California Supreme Court affirmed the invalidation of the program, held that the University bore the burden of proving Bakke would not have been admitted absent the unlawful program, and ordered his admission after the University conceded it could not carry that burden.

Issues

Issue #1

Whether Title VI of the Civil Rights Act of 1964 provides Bakke with a private cause of action.

Holding

The Court did not resolve that question; Justice Powell assumed, solely for purposes of the case, that Bakke could sue under Title VI.

Reasoning

The existence of a private right of action had neither been argued nor decided in the California courts. Justice Powell therefore declined to decide the difficult question, as well as the related question whether a Title VI plaintiff must exhaust administrative remedies, when neither issue was necessary to the Court's disposition.

Issue #2

Whether Title VI prohibits a broader range of racial classifications than the Equal Protection Clause.

Holding

No. A five-Justice alignment concluded that, as applied here, Title VI prohibits racial discrimination that would violate the Equal Protection Clause or the Fifth Amendment.

Reasoning

Justice Powell read Title VI in light of its text, legislative history, and purpose. Congress enacted the statute chiefly to prevent federal funds from supporting racial discrimination that the Constitution forbids, particularly the exclusion and segregation of Black Americans in federally funded programs.

Justices Brennan, White, Marshall, and Blackmun agreed with this conclusion about Title VI's scope. They differed sharply from Justice Powell, however, over whether the Davis program violated equal protection. Four other Justices, led by Justice Stevens, would have held that Title VI independently required a colorblind rule and invalidated the program on that statutory ground.

Issue #3

Whether Davis's separate admissions system and reservation of 16 seats for designated minority groups violated equal protection.

Holding

Yes. Five Justices ultimately affirmed the judgment invalidating the Davis program, although they did not agree on a single rationale. Justice Powell's controlling constitutional opinion concluded that the program violated the Equal Protection Clause.

Reasoning

Justice Powell treated the program as an express racial and ethnic classification. So long as minimally qualified special applicants were available, nonminority applicants were barred from competing for 16 seats, while preferred applicants could compete for every seat in the class. Calling the arrangement a goal rather than a quota did not change its operation.

Under Justice Powell's analysis, racial and ethnic classifications are inherently suspect and require the most exacting judicial review regardless of whether they burden a racial minority or a white applicant. Equal-protection rights belong to persons as individuals, and the Constitution does not apply a weaker standard merely because the applicant burdened by the classification belongs to a political majority.

The Davis program failed that review because it excluded applicants from a defined share of available seats solely because of race or ethnicity. Its central defect was not simply that race influenced a decision, but that the two-track system insulated designated groups from competition with other applicants for the reserved seats.

Issue #4

Whether remedying societal discrimination or increasing medical service in underserved communities justified Davis's fixed racial set-aside.

Holding

No. Justice Powell concluded that neither asserted interest justified this program on the record before the Court.

Reasoning

A state has a substantial interest in remedying identified discrimination. But Davis had not made, and lacked institutional authority to make, findings that it had itself committed constitutional or statutory discrimination requiring a race-based remedy. General societal discrimination was too amorphous to justify imposing a racial burden on particular applicants who were not responsible for that discrimination.

Improving medical care for underserved communities could potentially be an important state interest, but Davis produced virtually no evidence that reserving seats by race was necessary or effective to achieve it. The school could more directly identify applicants of any race with demonstrated commitments to serving disadvantaged communities.

Issue #5

Whether student-body diversity is a compelling interest that permits consideration of race in university admissions.

Holding

Yes. Student-body diversity is a constitutionally permissible and compelling educational interest, and race may be considered as one factor in an individualized admissions process.

Reasoning

Justice Powell recognized academic freedom as a special First Amendment concern. A university's educational judgment about whom to admit may legitimately seek a student body with varied backgrounds, experiences, ideas, talents, and perspectives that promote the robust exchange of ideas.

Race and ethnicity may be relevant to that broader educational diversity, but they cannot be the sole or decisive basis for a separate admissions track. Diversity includes many characteristics—such as geographic origin, unusual experiences, talents, leadership, service, maturity, and the ability to contribute distinctive perspectives—of which race may be one important element.

Justice Powell approved the model described by Harvard College: race may operate as a possible plus factor in an applicant's individualized file, but it may not insulate an applicant from comparison with all other candidates or guarantee a fixed number of seats for a racial group.

Issue #6

Whether Bakke was entitled to an order directing his admission to Davis Medical School.

Holding

Yes.

Reasoning

The California Supreme Court properly shifted the burden to the University after Bakke established that the unlawful program excluded him from competition for all 100 seats. The University then conceded that it could not prove Bakke would have been rejected even without the special admissions program.

Because Davis could not show that Bakke would have been denied admission absent the unlawful racial classification, the order requiring his admission was affirmed.

Issue #7

Whether the lower court could prohibit Davis from considering race at all in future admissions decisions.

Holding

No. Five Justices agreed that the blanket prohibition had to be reversed.

Reasoning

Although the Davis set-aside was invalid, Justice Powell and the four Justices led by Justice Brennan agreed that the Constitution does not require universities to ignore race entirely. Properly designed programs may consider race or ethnicity as one nonexclusive factor among many in assessing each applicant's potential contribution to a diverse educational environment.

The Court therefore affirmed the invalidation of Davis's particular program and the order admitting Bakke, but reversed the part of the judgment barring any future consideration of race.

Concurrences

Justice Stevens

Reasoning

Justice Stevens joined the Court's result, but joined by Chief Justice Burger and Justices Stewart and Rehnquist, Justice Stevens agreed that Bakke must be admitted but would have decided the case entirely under Title VI. In his view, the statute's plain language forbids excluding any person from a federally funded program on the ground of race, and Davis admittedly excluded Bakke from the special-admissions seats because he was white.

Justice Stevens rejected the view that Title VI merely duplicated constitutional doctrine. Congress responded to segregation and discrimination against Black Americans by using broad language that protects every individual, including white applicants, from exclusion because of race.

He also concluded that Bakke could maintain a private action for declaratory and injunctive relief under Title VI. Bakke sought admission, not a cutoff of federal funds, so his suit did not improperly bypass the administrative procedures governing agency termination of funding.

Justice Stevens believed the Court should not address the broad constitutional question whether race may ever be considered in admissions. He read the operative lower-court order as directed only to Bakke's application and concluded that no live injunction prohibited future race-conscious admissions policies.

Dissents

Justice Brennan

Reasoning

Justice Brennan dissented, arguing that joined by Justices White, Marshall, and Blackmun, Justice Brennan agreed that Davis could consider race in future admissions, but would have upheld the particular 16-seat program and reversed the judgment ordering Bakke admitted. He maintained that Title VI allows race-conscious measures to remedy the continuing effects of racial discrimination to the same extent that the Constitution permits them.

Justice Brennan rejected Justice Powell's premise that race-conscious remedial action requires a prior judicial, legislative, or administrative finding that the specific institution committed discrimination. In his view, voluntary efforts to overcome substantial and chronic minority underrepresentation are constitutional when there is a sound basis to conclude that past discrimination has impeded minority access.

The appropriate review, he argued, was strict and searching but not automatically fatal. A remedial racial classification must serve important governmental objectives, be substantially related to those objectives, and avoid stigmatizing a racial group or forcing a politically powerless group to bear the program's burden.

Davis had ample evidence that Black, Chicano, and other minority groups were gravely underrepresented in medicine because of the Nation's long history of discrimination in education and professional life. The program admitted applicants qualified to study medicine, imposed no stigma on either the beneficiaries or Bakke, and was reasonably related to increasing minority access to medical education.

Justice Brennan regarded the distinction between Davis's openly fixed number of seats and Harvard's more flexible admissions process as constitutionally insubstantial. Both systems necessarily give some preference to qualified minority applicants; in his view, the Constitution did not privilege an opaque preference over a transparent one.

Justice White

Reasoning

Justice White separately argued that Title VI does not create a private cause of action. Congress carefully created private remedies elsewhere in the Civil Rights Act but omitted one from Title VI, which instead established an administrative enforcement scheme involving agency regulations, voluntary compliance efforts, hearings, presidential approval, congressional reporting, and judicial review of funding terminations.

Allowing private suits under Title VI, he reasoned, would let litigants circumvent the enforcement procedures Congress deliberately designed. Although he joined the Brennan opinion on the merits, he believed the Court should have resolved this threshold jurisdictional question rather than simply assuming a private action existed.

Justice Marshall

Reasoning

Justice Marshall emphasized the history of slavery, segregation, exclusion from education, and continued inequality experienced by Black Americans. In his view, the Nation's history showed that discrimination against Black people was class-based and pervasive, so a class-conscious remedy was both necessary and consistent with the Fourteenth Amendment's original purpose.

He rejected the idea that a formally colorblind rule could prevent government from addressing the accumulated effects of centuries of official and private discrimination. The Equal Protection Clause, adopted to secure genuine equality after slavery, should not be turned into a barrier against efforts to open professional opportunities long denied to Black Americans.

Justice Marshall therefore would have upheld Davis's program as a permissible effort to bring Black Americans and other historically excluded minorities into the medical profession.

Justice Blackmun

Reasoning

Justice Blackmun stressed the severe underrepresentation of minority physicians, lawyers, and students in professional schools. He accepted that Bakke, who was not personally responsible for discrimination, suffered a real loss, but observed that scarce seats necessarily require universities to reject many qualified applicants for a wide variety of reasons.

He argued that admissions judgments primarily belong to educators, not judges. Universities routinely prefer applicants based on athletic ability, geographic background, alumni connections, wealth, or other traits; race-conscious efforts to overcome entrenched exclusion should not be singled out as constitutionally forbidden when they are carefully limited.

Justice Blackmun saw little practical or constitutional difference between Davis's candid two-track plan and Harvard's individualized process. He would have upheld Davis's plan as a permissible, if imperfect, affirmative-action measure, reasoning that the Nation must take account of race before it can move beyond racism.